3
Shared Docs
3
Same-Page
3 / 3
Mentions
Galloway Partners Introduction EFTA02672819 Contents Executive Summary 3 Market p port u rat-y Strateg Lxecution I I Track Record: Bruce Galloway 11 cISL,
ide WInom:reek Laums Vision Capital Special Situations Barron Partners Yorkville 'frinad The winnowing of broker-dealers which ere active in the Small & Mid Cap ------ c'sector has dramatically altered the - competitive landscape edge fund participation is virtually not - . existent. Position sizes of l
Galloway Partners Introduction O.ber.13..0 EFTA00505780 Contents Executive Summary 3 Market Opportunity 6 Strategy & Execution 11 Track Record: Bruce Gallo
Morgan Joseph Merriman Curham GTAX Jessup & Lamont Empire Capital Rochdales Securities • The winnowing of broker-dealers which were active in the Small & Mid Cap sector has dramatically altered the competitive landscape • Hedge fund participation is virtually not existent. Position sizes of large funds a
Galloway Partners Introduction O.ber.13 v3.0 EFTA00505807 This presentation is for discussion purposes only, for use by its authors and those who have been furni
Morgan Joseph Merriman Curham GTAX Jessup & Lamont Empire Capital Rochdales Securities • The winnowing of broker-dealers which were active in the Small & Mid Cap sector has dramatically altered the competitive landscape • Hedge fund participation is virtually not existent. Position sizes of large funds a
Entities connected to both Galloway Partners and the Small & Mid Cap

Anne Hathaway
PERSONHobart
LOCATIONWestern US
LOCATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONMgmt Co.
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATIONCatalysts/News
ORGANIZATIONEV/Book Value
ORGANIZATIONDeep Value
ORGANIZATION