3
Shared Docs
3
Same-Page
3 / 3
Mentions
) $317,885.87 $226,524.73 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER
pal Payment BEAR STEARNS ASSET BACKED SECURITIES 2004-AC6 Pro Rata CL M1 VAR RT 11/25/2034 DTD 10/29/2004 PAYMENT A/C PRINCIPAL (ID: 073879-LR-7) Principal Payment BANC OF AMERICA MORTGAGE SECURITIES SER 2007-1 Pro Rata CL 2Al2 6% JAN 25 2037 DTD 02/27/2007 PAYMENT A/C PRINCIPAL (ID: 05952H-BY-4) Principal Payment CITICORP MORTGAGE SECURITIES SER
) $316,945.22 $251,939.23 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER
LLC (ID: 035710-80-5) HEALTH CARE REIT INC @ 57.31118 286,555.90 BROKERAGE 200.00 TAX &/OR SEC 6.42 J.P. MORGAN SECURITIES LLC (ID: 42217K-10-6) Principal Payment BANC OF AMERICA MORTGAGE SECURITIES SER 2007-1 Pro Rata CL 2Al2 6% JAN 25 2037 DTD 02/27/2007 PAYMENT A/C PRINCIPAL (ID: 05952H-BY-4) Principal Payment BEAR STEARNS ASSET BACKED SECURIT
) $443,217.97 $340,994.56 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD 0.04 809,000,000.00 315,354.56 347,756.17 (32,401.61) 18.34%
WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT Pro Rata (5,631.880) 12/25/2034 DTD 12/01/2004 PAYMENT A/C PRINCIPAL EFTA01540198 (ID: 949779-AD-4) Principal Payment BANC OF AMERICA MORTGAGE SECURITIES SER 2007-1 Pro Rata CL 2Al2 6% JAN 25 2037 DTD 02/27/2007 PAYMENT A/C PRINCIPAL AS OF 10/25/12 (ID: 05952H-BY-4) Sale FIFO Sale FIFO ROYAL BANK S
Entities connected to both XJPYCA-SJ-Z CAD and Principal Payment BANC OF AMERICA MORTGAGE SECURITIES SER

Deutsche Bank
ORGANIZATIONFX Fwd Contract
ORGANIZATION
FDIC
ORGANIZATION
Paul Barrett
PERSON
JPMorgan Chase
ORGANIZATIONBIOGEN IDEC INC
ORGANIZATIONOMXNPR-AA-7
ORGANIZATIONNRG ENERGY INC
ORGANIZATION
Ghislaine Maxwell
PERSON
VAR RT
ORGANIZATIONLLOYDS TSB BANK PLC
ORGANIZATIONHCA INC
ORGANIZATIONBEAR STEARNS ASSET
ORGANIZATIONTELEFONICA S
ORGANIZATIONCOUNTRYWIDE HOME LOANS
ORGANIZATIONCCC /NR
ORGANIZATION
Newark
LOCATION
Nassau
LOCATIONMXN EXCHANGE
ORGANIZATION