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00 7.41% 6.08% 7.03% Page 12 of 29 EFTA01539282 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Fixed Income AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 125581-GA-0 B+ /B2 BANK OF AMERICA CORP 8 1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
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00 7.41% 6.08% 7.03% Page 12 of 28 EFTA01539218 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Fixed Income AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 125581-GA-0 B+ /B2 BANK OF AMERICA CORP 8 1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
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of 28 Consolidated Statement Page 15 EFTA01539143 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Fixed Income AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 125581-GA-0 B+ /B2 BANK OF AMERICA CORP 8 1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
Sponsored
Mutual Connections (35)
Entities connected to both AMERICAN AXLE & MFG INC and 112.50 TAX &/OR
Paul Barrett
PERSON15 w/ AMERICAN·3 w/ 112.50
JPMorgan Chase
ORGANIZATION15 w/ AMERICAN·3 w/ 112.50
Ghislaine Maxwell
PERSON15 w/ AMERICAN·3 w/ 112.50
Deutsche Bank
ORGANIZATION14 w/ AMERICAN·3 w/ 112.50
Newark
LOCATION13 w/ AMERICAN·3 w/ 112.50
Securities Investor Protection Corporation
ORGANIZATION13 w/ AMERICAN·3 w/ 112.50
Bank of America
ORGANIZATION13 w/ AMERICAN·3 w/ 112.50
the Internal Revenue Service
ORGANIZATION13 w/ AMERICAN·3 w/ 112.50
Global Access Portfolios
ORGANIZATION12 w/ AMERICAN·3 w/ 112.50
US Small/Mid Cap Equity
ORGANIZATION12 w/ AMERICAN·3 w/ 112.50
JPMorgan Fund
ORGANIZATION12 w/ AMERICAN·3 w/ 112.50
CITIGROUP CAPITAL XIII
ORGANIZATION12 w/ AMERICAN·3 w/ 112.50
FX Fwd Contract
ORGANIZATION12 w/ AMERICAN·3 w/ 112.50
AMERICAN CAPITAL LTD
ORGANIZATION11 w/ AMERICAN·3 w/ 112.50
Paul Morris
PERSON11 w/ AMERICAN·3 w/ 112.50
HCA INC
ORGANIZATION11 w/ AMERICAN·3 w/ 112.50
CIT GROUP INC
ORGANIZATION11 w/ AMERICAN·3 w/ 112.50
UNCAPPED
ORGANIZATION11 w/ AMERICAN·3 w/ 112.50
XJPYCA-RC-Z CAD
ORGANIZATION10 w/ AMERICAN·3 w/ 112.50
PFD SHS SER 5
ORGANIZATION10 w/ AMERICAN·3 w/ 112.50