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Document Mentions (6 shared documents)
2 mentions1 same-page
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ccrued Interest Yield US Fixed Income ALLY FINANCIAL INC 22.40 8 1/2% PFD 02005N-30-8 NA /CAA HARTFORD FINL SVCS GRP PFD 7 7/8% 416518-50-4 AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 HCA INC
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 134.01 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 HSBC MARKET PLUS SPX 05/17/13 72% KO BARRIER- 0%CPN ,UNCAPPED INITIAL LEVEL-02/14/12 SPX:1350 50 4042K1-XQ-1 SG MARKET PLUS SPX 02
2 mentions1 same-page
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ost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield US Fixed Income ALLY FINANCIAL INC 21.80 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 HCA INC
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 130.75 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 FACEBOOK INC-A 30303M-10-2 FB HSBC MARKET PLUS SPX 05/17/13 72% KO BARRIER- 0%CPN ,UNCAPPED INITIAL LEVEL-02/14/12 SPX:1350.50 40
2 mentions1 same-page
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ost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield US Fixed Income ALLY FINANCIAL INC 22.23 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 FORD MOT
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 116.47 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 P FIRST REPUBLIC BANK SAN FRAN HSBC MARKET PLUS SPX 05/17/13 33616C-10-0 FRC 100.03 72% KO BARRIER- 0%CPN ,UNCAPPED INITIAL LEVE
Sponsored
2 mentions1 same-page
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ost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield US Fixed Income ALLY FINANCIAL INC 21.70 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 FORD MOT
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 126.00 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 P P DOLLAR GENERAL CORP DUNKIN BRANDS GROUP INC HSBC MARKET PLUS SPX 05/17/13 256677-10-5 DG 30.08 265504-10-0 DNKN 102.72 72%
2 mentions1 same-page
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1 1,099,726.08 $1,099,726.09 (37,038.94) ($37,038.94) $0.00 0.00% US Fixed Income ALLY FINANCIAL INC 22.95 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 HCA INC
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 144.38 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 FACEBOOK INC-A 30303M-10-2 FB GS CONT BUFF EQ SPX 7/9/13 80% CONTIN BARRIER- 10.5%CPN 15% CAP INITIAL LEVEL-6/20/12 SPX:1355.69 3
2 mentions1 same-page
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1 1,099,726.08 $1,099,726.09 (68,441.01) ($68,441.01) $0.00 0.00% US Fixed Income ALLY FINANCIAL INC 23.24 8 1/2% PFD 02005N-30-8 NA /CAA AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NR ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 HCA INC
CEUTICALS INC BIOGEN IDEC INC 04033A-10-0 ARIA 145.83 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09 2515A1-A7-6 FACEBOOK INC-A 30303M-10-2 FB GS CONT BUFF EQ SPX 7/9/13 80% CONTIN BARRIER- 10.5%CPN 15% CAP INITIAL LEVEL-6/20/12 SPX:1355.69 3
Sponsored
Mutual Connections (70)
Entities connected to both AMERICAN CAPITAL LTD and LEVEL-07/15/11 MS:21.09
Ghislaine Maxwell
PERSON12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Securities Investor Protection Corporation
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Paul Barrett
PERSON12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Bank of America
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Global Access Portfolios
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
CITIGROUP CAPITAL XIII
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
UNCAPPED
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
JPMorgan Fund
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
JPMorgan Chase
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Newark
LOCATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
Paul Morris
PERSON12 w/ AMERICAN·6 w/ LEVEL-07/15/11
CIT GROUP INC
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
the Internal Revenue Service
ORGANIZATION12 w/ AMERICAN·6 w/ LEVEL-07/15/11
XJPYCA-RC-Z CAD
ORGANIZATION11 w/ AMERICAN·6 w/ LEVEL-07/15/11
PFD SHS SER 5
ORGANIZATION11 w/ AMERICAN·5 w/ LEVEL-07/15/11
FDIC
ORGANIZATION10 w/ AMERICAN·6 w/ LEVEL-07/15/11
HB
Harry Beller
PERSON10 w/ AMERICAN·6 w/ LEVEL-07/15/11
AMERICAN AXLE & MFG INC
ORGANIZATION11 w/ AMERICAN·5 w/ LEVEL-07/15/11
NEW YORK NY
LOCATION10 w/ AMERICAN·6 w/ LEVEL-07/15/11
Barclays
ORGANIZATION10 w/ AMERICAN·5 w/ LEVEL-07/15/11