Document Mentions (4 shared documents)

EFTA01539038

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PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA Total Preferred Stocks $2,084,275.00 $2,152,565.50 ($68,290.50) $164,178.75 $17,938.46 Concentrated & Other Equity GENERAL MOTORS CO CV PFD

LL FX EUROPEAN STYLE OPTION DEC 12, 2011 @ 1.35 KO @ 1.2775 XEURPB-SD-Z JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE

EFTA01539259

2 mentions1 same-page

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D SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA Total Preferred Stocks $1,656,290.00 $1,752,565.50 ($96,275.50) $138,786.75 8.38% 26.91 0.00 5.90% 26.06 30,000.000 781,800.00 750,000.0

the Period 12/1/11 to 12/31/11 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE

EFTA01539195

2 mentions1 same-page

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