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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
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2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
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Mutual Connections (147)
Entities connected to both Knight Capital and Rochelle S. Hall Department
CD
Chris Dilorio
PERSON134 w/ Knight·27 w/ Rochelle
NO
Norberg
PERSON127 w/ Knight·7 w/ Rochelle
the Securities and Exchange Commission
ORGANIZATION114 w/ Knight·17 w/ Rochelle
Julie K. Brown
PERSON126 w/ Knight·5 w/ Rochelle
PE
Peirce
PERSON121 w/ Knight·6 w/ Rochelle
Berger Montague
ORGANIZATION119 w/ Knight·7 w/ Rochelle
JS
Joshua Sason
PERSON105 w/ Knight·19 w/ Rochelle
Justin Trudeau
PERSON105 w/ Knight·19 w/ Rochelle
JK
Justin W. Keener
PERSON105 w/ Knight·19 w/ Rochelle
KCG/Knight
ORGANIZATION105 w/ Knight·19 w/ Rochelle
George W. Bush
PERSON105 w/ Knight·19 w/ Rochelle
JMJ Financial
ORGANIZATION104 w/ Knight·19 w/ Rochelle
MC
McKessy
PERSON112 w/ Knight·7 w/ Rochelle
Donald Trump
PERSON24 w/ Knight·27 w/ Rochelle
Michael Milken
PERSON22 w/ Knight·27 w/ Rochelle
SA
Sater
PERSON15 w/ Knight·27 w/ Rochelle
Gruntal
ORGANIZATION15 w/ Knight·27 w/ Rochelle
MW
Martin Weinberg
PERSON15 w/ Knight·27 w/ Rochelle
Supreme Court
ORGANIZATION18 w/ Knight·20 w/ Rochelle
Riot Blockchain
ORGANIZATION21 w/ Knight·15 w/ Rochelle