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Document Mentions (5 shared documents)
2 mentions1 same-page
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s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
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2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
ary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
2 mentions1 same-page
Page ?Same page
s invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and O
nary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEA
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Mutual Connections (147)
Entities connected to both Knight Capital and Charles Smulevitz Kevin McKenna
CD
Chris Dilorio
PERSON134 w/ Knight·25 w/ Charles
NO
Norberg
PERSON127 w/ Knight·7 w/ Charles
the Securities and Exchange Commission
ORGANIZATION114 w/ Knight·17 w/ Charles
Julie K. Brown
PERSON126 w/ Knight·5 w/ Charles
PE
Peirce
PERSON121 w/ Knight·6 w/ Charles
Berger Montague
ORGANIZATION119 w/ Knight·7 w/ Charles
George W. Bush
PERSON105 w/ Knight·19 w/ Charles
JS
Joshua Sason
PERSON105 w/ Knight·19 w/ Charles
JK
Justin W. Keener
PERSON105 w/ Knight·19 w/ Charles
KCG/Knight
ORGANIZATION105 w/ Knight·19 w/ Charles
Justin Trudeau
PERSON105 w/ Knight·19 w/ Charles
JMJ Financial
ORGANIZATION104 w/ Knight·19 w/ Charles
MC
McKessy
PERSON112 w/ Knight·7 w/ Charles
Donald Trump
PERSON24 w/ Knight·25 w/ Charles
Michael Milken
PERSON22 w/ Knight·25 w/ Charles
MW
Martin Weinberg
PERSON15 w/ Knight·25 w/ Charles
Gruntal
ORGANIZATION15 w/ Knight·25 w/ Charles
SA
Sater
PERSON15 w/ Knight·25 w/ Charles
Supreme Court
ORGANIZATION18 w/ Knight·18 w/ Charles
Riot Blockchain
ORGANIZATION21 w/ Knight·13 w/ Charles