Document Mentions (4 shared documents)

EFTA01322382_sub_001 - EFTA01322382_100

2 mentions1 same-page

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0.0200 344.00 REC 03/15/02 PAY 03/31/02 04431102 ROYAL CARIBBEAN CRUISES LTD RCL 13.850 0.1300 1,800-50 REC 03/18/02 PAY 03120/02 04101102 TEXTRON INC TO' 1.400 0.3250 455.00 REC 03415102 PAY 04/01102 04/0502 SYMBOL TECHNOLOGIES NC 584. 30.600 0.0100 306.00 PEC 03."1,02 PAY 04CS'02 04 I

C R BARD INC WITH RIGHTS TO PURCHASE COW/C6/ STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY COWN VS 1400 04-1242 COMMISSION 98.00 SEC FEE 2.29 ENZON INC ectcunou BY COWN VS 550 09-17-01. 650 01.31.02 SEC FEE 1.24 JONES APPAREL GROUP INC EXECUTION BY OPCO VS 1500 0449.02 MI41/KSION 105.00 TYC

EFTA01322382_sub_002 - EFTA01322382_178

2 mentions1 same-page

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00 32.3200 158.368 245 0.1547 TIBCO SOFTWARE INC fiBX CASH 7.900 11.7600 92.904 TENET HEALTHCARE CORP THC CASH 5.250 67.0200 351.855 TEXTRON INC 1%7 CASH 1.400 51.1030 71.540 1.820 2.5440 TIMBERLAND 03-CL A TBI. CASH 3,903 42.2500 164.775 TOMMY HIFIGER CORP-ORD TOM CASH 15,700

38.688 EASTMAN CHEMICAL CO EMN CASH 2.200 48.7900 107,338 3.872 3.6073 EMMIS COMMUNICATIONS CORP-CL A EMMS CASH 14,950 26.7400 399.763 ENZON INC ENZN CASH 6.750 44.2900 298.958 EXPEDITORS INTERNATIONAL OF EXPO CASH 3.000 61.0000 183.000 600 0.3279 WASHINGTON INC FOOTSTAR INC FT

EFTA00198118_sub_001 - EFTA00198118_100

2 mentions1 same-page

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COMMISSION 140.00 KOHLS CORP EXECUTION BY BUCK COMMISSION 66,00 SEC FEE 2,46 SABRE HOLDINGS CORP CL A EXECUTION BY TWPT COMMISSION 227,50 TEXTRON INC WITH RIGHTS TO PURCHASE PREFRD SW UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 264.00 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY

.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION STMEICILCUSJP OVANTITe PRICE DEED AMOUNT CREDIT AMOUNT 11/14/01 11/08/01 SOLD ENZON INC ENZN -1.600 63.73400 101,956.00 EXECUTION BY COWN SEC FEE 3.40 11/14/b1 11 C11 AbUGHY vEtlitineitYWAnt A vflYt EXECUTION BY ODWN 700