Epstein Secrets

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01537906 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01537977 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01538474 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01538261 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.

. W23560001 For the Period 8/1/10 to 8/31/10 Quantity Foreign Exchange AUD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 X

ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.