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EALTH INC @ 13.46 BROKERAGE TAX &/OR SEC 5/20 5/26 Sale (1,500.000) 20,190.00 100.00 .35 J.P. MORGAN SECURITIES INC. TRADE DATE 05/20/10 RESOURCE CAPITAL CORP @ 5.15171 EFTA01533532 BROKERAGE TAX &/OR SEC 5/21 5/26 Sale MACERICH CO @ 40.00 BROKERAGE TAX &/OR SEC (6,400.000) 32,970.94 320.00 .5
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533536 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
EALTH INC @ 13.46 BROKERAGE TAX &/OR SEC 5/20 5/26 Sale (1,500.000) 20,190.00 100.00 .35 J.P. MORGAN SECURITIES INC. TRADE DATE 05/20/10 RESOURCE CAPITAL CORP EFTA01533236 @ 5.15171 BROKERAGE TAX &/OR SEC 5/21 5/26 Sale MACERICH CO @ 40.00 BROKERAGE TAX &/OR SEC (6,400.000) 32,970.94 320.00 .5
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533241 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
EALTH INC @ 13.46 BROKERAGE TAX &/OR SEC 5/20 5/26 Sale (1,500.000) 20,190.00 100.00 .35 J.P. MORGAN SECURITIES INC. TRADE DATE 05/20/10 RESOURCE CAPITAL CORP EFTA01534220 @ 5.15171 BROKERAGE TAX &/OR SEC 5/21 5/26 Sale MACERICH CO @ 40.00 BROKERAGE TAX &/OR SEC (6,400.000) 32,970.94 320.00 .5
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01534225 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.0
EALTH INC @ 13.46 BROKERAGE TAX &/OR SEC 5/20 5/26 Sale (1,500.000) 20,190.00 100.00 .35 J.P. MORGAN SECURITIES INC. TRADE DATE 05/20/10 RESOURCE CAPITAL CORP @ 5.15171 EFTA01533926 BROKERAGE TAX &/OR SEC 5/21 5/26 Sale MACERICH CO @ 40.00 BROKERAGE TAX &/OR SEC (6,400.000) 32,970.94 320.00 .5
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533930 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
EALTH INC @ 13.46 BROKERAGE TAX &/OR SEC 5/20 5/26 Sale (1,500.000) 20,190.00 100.00 .35 J.P. MORGAN SECURITIES INC. TRADE DATE 05/20/10 RESOURCE CAPITAL CORP EFTA01533729 @ 5.15171 BROKERAGE TAX &/OR SEC 5/21 5/26 Sale MACERICH CO @ 40.00 BROKERAGE TAX &/OR SEC (6,400.000) 32,970.94 320.00
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533734 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.0
Entities connected to both RESOURCE CAPITAL CORP and KINDER MORGAN ENERGY PARTNERSHIP L P
JP MORGAN SECURITIES INC
ORGANIZATIONFORD MOTOR CREDIT CO LLC
ORGANIZATIONSOLAR CAPITAL LTD
ORGANIZATION
Federal Reserve
ORGANIZATION
Paul Morris
PERSON
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONPETROLEOS DE VENEZUELA S
ORGANIZATIONU S A
ORGANIZATIONJanet Young
PERSONWilliam J Doherty
PERSONMorgan Companies
ORGANIZATIONAmerican Century Funds
ORGANIZATIONCIT GROUP INC
ORGANIZATIONKANSAS CITY SOUTHERN INDUSTRIES INC
ORGANIZATIONMACERICH CO
ORGANIZATIONMETALS USA HOLDINGS CORP
ORGANIZATIONREC FIXED
ORGANIZATIONGENERAL MOTORS CORP
ORGANIZATION