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Document Mentions (12 shared documents)
2 mentions1 same-page
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USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01537906 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
Sponsored
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01537977 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01538474 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5
Sponsored
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
XXIX 6.7% PFD @ 24.72005 BROKERAGE TAX &/OR SEC 8/4 8/9 Sale 2,738,388.26 5,538.80 46.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 XCEL ENERGY INC EFTA01538261 @ 21.64715 BROKERAGE TAX &/OR SEC (20,000.000) 432,943.00 1,000.00 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 21.5
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
Sponsored
2 mentions1 same-page
Page ?Same page
USD CALL FX EUROPEAN STYLE OPTION SEP 21, 2010 @ .86 KI @ 0.83 XAUDPA-FV-Z AUD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other WTI CALL OPTION USD PUT OPTION STRIKE
ttled Securities Purchased 7/29 Purchase Description MOLYCORP INC @ 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8/3 8/9 Purchase XCEL ENERGY INC @ 21.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 8/4 8/10 Purchase AMBOW EDUCATION HOLDING A/D/R @ 10.00 J.P. MORGAN SECURITIES INC.
Sponsored
Mutual Connections (28)
Entities connected to both XJPYCA-NE-Z and XCEL ENERGY INC
JY
Janet Young
PERSON67 w/ XJPYCA-NE-Z·12 w/ XCEL
WD
William J Doherty
PERSON67 w/ XJPYCA-NE-Z·12 w/ XCEL
Paul Morris
PERSON67 w/ XJPYCA-NE-Z·12 w/ XCEL
CIT GROUP INC
ORGANIZATION67 w/ XJPYCA-NE-Z·12 w/ XCEL
GENERAL MOTORS CORP
ORGANIZATION67 w/ XJPYCA-NE-Z·12 w/ XCEL
JPMorgan Chase
ORGANIZATION67 w/ XJPYCA-NE-Z·12 w/ XCEL
FORD MOTOR CREDIT CO LLC
ORGANIZATION67 w/ XJPYCA-NE-Z·12 w/ XCEL
Jeffrey Epstein
PERSON65 w/ XJPYCA-NE-Z·12 w/ XCEL
Newark
LOCATION65 w/ XJPYCA-NE-Z·12 w/ XCEL
JM
Jeffrey Matusow
PERSON65 w/ XJPYCA-NE-Z·12 w/ XCEL
PETROLEOS DE VENEZUELA S
ORGANIZATION65 w/ XJPYCA-NE-Z·12 w/ XCEL
American Century Funds
ORGANIZATION63 w/ XJPYCA-NE-Z·12 w/ XCEL
the Internal Revenue Service
ORGANIZATION63 w/ XJPYCA-NE-Z·12 w/ XCEL
Securities Investor Protection Corporation
ORGANIZATION63 w/ XJPYCA-NE-Z·12 w/ XCEL
the State of New York
LOCATION63 w/ XJPYCA-NE-Z·12 w/ XCEL
Morgan Companies
ORGANIZATION63 w/ XJPYCA-NE-Z·12 w/ XCEL
Federal Reserve
ORGANIZATION61 w/ XJPYCA-NE-Z·12 w/ XCEL
FELCOR LODGING LP
ORGANIZATION48 w/ XJPYCA-NE-Z·12 w/ XCEL
XAUDPA-FV-Z
ORGANIZATION46 w/ XJPYCA-NE-Z·12 w/ XCEL
UNCAPPED
ORGANIZATION31 w/ XJPYCA-NE-Z·12 w/ XCEL