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Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 83413U-10-0 SLRC STRATEGIC HOTELS & RESORTS INC Total US Mid Cap/Small Cap 86272T-10-6 BEE 35,000.000 Preferred S
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533536 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 83413U-10-0 SLRC STRATEGIC HOTELS & RESORTS INC Total US Mid Cap/Small Cap 86272T-10-6 BEE 35,000.000 Preferred S
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533241 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 83413U-10-0 SLRC STRATEGIC HOTELS & RESORTS INC Total US Mid Cap/Small Cap 86272T-10-6 BEE 35,000.000 Preferred S
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01534225 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.0
Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 83413U-10-0 SLRC STRATEGIC HOTELS & RESORTS INC Total US Mid Cap/Small Cap 86272T-10-6 BEE 35,000.000 Preferred S
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533930 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000
Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 83413U-10-0 SLRC STRATEGIC HOTELS & RESORTS INC Total US Mid Cap/Small Cap 86272T-10-6 BEE 35,000.000 Preferred S
YLE OPTION JUN 04, 2010 @ 1.8 KI @ 1.92 WRITTEN FX OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533734 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.0
Entities connected to both SOLAR CAPITAL LTD and KINDER MORGAN ENERGY PARTNERSHIP L P
NUSTAR ENERGY LP
ORGANIZATIONPETROLEOS DE VENEZUELA S
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Jeffrey Epstein
PERSON
Paul Morris
PERSONJanet Young
PERSONWilliam J Doherty
PERSONCIT GROUP INC
ORGANIZATIONFORD MOTOR CREDIT CO LLC
ORGANIZATIONGENERAL MOTORS CORP
ORGANIZATIONXJPYCA-NE-Z
ORGANIZATIONJeffrey Matusow
PERSON
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONMorgan Companies
ORGANIZATIONAmerican Century Funds
ORGANIZATIONJP MORGAN SECURITIES INC
ORGANIZATION
Federal Reserve
ORGANIZATIONthe State of New York
LOCATION