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00.00 Page 4 of 54 EFTA01534274 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 5/1/10 to 5/31/10 Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 8341
OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01534323 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.00) (18,000,000.000 ) 0.006 102,000.00 (1.0
00.00 Page 4 of 54 EFTA01533881 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 5/1/10 to 5/31/10 Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 8341
OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01533930 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.00) (18,000,000.000 ) 0.006 102,000.00 (1.0
00.00 Page 4 of 54 EFTA01534077 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 5/1/10 to 5/31/10 Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 8341
OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01534126 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.00) (18,000,000.000 ) 0.006 102,000.00 (1.0
N/A 11,000.00 Page 4 of 54 EFTA01534570 FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/1/10 to 5/31/10 Estimated Quantity US Large Cap NUSTAR ENERGY LP Total US Large Cap 67058H-10-2 NS 4,250.000 US Mid Cap/Small Cap METALS USA HOLDINGS CORP SOLAR CAPITAL LTD 59132A-10-4 MUSA 13,000.000 8341
OPTION PUT 18,000,000.00 BRL CALL 10,000,000.00 USD TRADE DATE 05/05/10 5/4 5/7 Purchase KINDER MORGAN ENERGY PARTNERSHIP L P EFTA01534619 UNIT OF LIMITED PARTNERSHIP INT @ 66.25 J.P. MORGAN SECURITIES INC. TRADE DATE 05/04/10 Page 31 of 54 4,000.000 66.25 (265,000.00) (18,000,000.000 ) 0.006 102,000.00 (1.0
Entities connected to both NUSTAR ENERGY LP and UNIT OF LIMITED PARTNERSHIP INT
SOLAR CAPITAL LTD
ORGANIZATIONMETALS USA HOLDINGS CORP
ORGANIZATIONCIT GROUP INC
ORGANIZATION
JPMorgan Chase
ORGANIZATIONTELENAV INC
ORGANIZATION
Paul Morris
PERSON
Jeffrey Epstein
PERSONPETROLEOS DE VENEZUELA S
ORGANIZATIONJanet Young
PERSONWilliam J Doherty
PERSONFORD MOTOR CREDIT CO LLC
ORGANIZATIONMACERICH CO
ORGANIZATIONGENERAL MOTORS CORP
ORGANIZATIONXJPYCA-NE-Z
ORGANIZATIONJeffrey Matusow
PERSON
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONJP MORGAN SECURITIES INC
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONthe State of New York
LOCATION