4
Shared Docs
4
Same-Page
4 / 4
Mentions
e Date Type Descnption Quantity Per Unt Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP 12.32005 234.0130.95 BROKERAGE 950.00 TAX 8/OR SEC 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,
ous Debits 5 27 Free Delivery INTEREST RATE SWAP 125,000,000 USD NOTIONAL 05/08/2012 PAY: FLOATING RATE USD 3 MONTH LIBOR DEAL 260160350 1.73% REC FIXED, S 30/360 SWAP UNWIND - REF t 260160350 TRADE DATE 05/25/10 (1.000) Total Miscellaneous Debits $0.00 TRADE ACTIVITY Note: S indicates Short T
Date Date Type Descnption (Wen* Per Unt Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP 12.32005 234.080.95 BROKERAGE 950.00 TAX 8/OR SEC 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,6
ous Debits 5 27 Free Delivery INTEREST RATE SWAP 125,000,000 USD NOTIONAL 05/06/2012 PAY: FLOATING RATE USD 3 MONTH LIBOR DEAL 260160350 1.73% REC FIXED, S 30/360 SWAP UNWIND - REF t 260160350 TRADE DATE 05/2910 (1.000) Total Miscellaneous Debits $0.00 TRADE ACTIVITY Note: S indicates Short Te
ate Date Type Descnption Gluon* Per Unt Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP 12.32005 234,0130.95 BROKERAGE 950.00 TAX 8/OR SEC 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,
ous Debits 5 27 Free Delivery INTEREST RATE SWAP 125,000,000 USD NOTIONAL 05/06/2012 PAY: FLOATING RATE USD 3 MONTH LIBOR DEAL 260160350 1.73% REC FIXED, S 30/360 SWAP UNWIND - REF t 260160350 TRADE DATE 05125/10 (1.000) Total Miscellaneous Debits $0.00 TRADE ACTIVITY Note: S indicates Short T
e Period 4/1/10 to 4/30/10 Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Estimated Quantity US Large Cap P P APOLLO INVESTMENT CORP 03761U-10-6 AINV KANSAS CITY SOUTHERN INDUSTRIES INC MACERICH CO 485170-30-2 KSU 22,000.000 554382-10-1 MAC P SYNOVUS FINANCIAL CORP Total US
/360 N/O Client SWPBDE-HD-9 INTEREST RATE SWAP 125,000,000 USD NOTIONAL 04/30/2012 PAY: FLOATING RATE USD 3 MONTH LIBOR DEAL 257872357 1.7525% REC FIXED, S 30/360 N/O Client SWPBDE-SU-9 LONG TOTAL RETURN SWAP 8,021,050 USD NOTIONAL GOLDMAN SACHS GRP INC MAT APRIL 28 2011 DEAL 5499085 N/O Client
Entities connected to both APOLLO INVESTMENT CORP and REC FIXED