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1 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 107.65 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 107.65 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
1 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 109.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 109.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 BB- /B2 CIT GROUP
2 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 110.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 110.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
2 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
1 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 107.50 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 107.50 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
2 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
2 Cash & Fixed Income Detail Price Cash 3PM TAX FREE RESV SWEEP FD #3957 7-Day Annualized Yield: .01% US Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 109.24 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 109.24 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 BANK OF AME
Entities connected to both FORD MOTOR CREDIT CO LLC and PEABODY ENERGY CORP
CIT GROUP INC
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Newark
LOCATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Paul Morris
PERSON
FDIC
ORGANIZATION
Paul Barrett
PERSON
Bank of America
ORGANIZATIONSPRINT NEXTEL CORP
ORGANIZATION
Nassau
LOCATIONCIT GROUP INC 7
ORGANIZATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONClient Service Representative
ORGANIZATION