4
Shared Docs
4
Same-Page
4 / 4
Mentions
vestment contracts or rwestment Meets (eg., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodities tailraces (e.g., foreign exchange and precious metal contracts), includig fine contracts and canmodty open contracts, • Sectrities on loan to WS F
d from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we anc
vestment contracts or rwestment Meets (eg., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodities tailraces (e.g., foreign exchange and precious metal contracts), includig fine contracts and canmodty open contracts, • Sectrities on loan to WS F
d from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we anc
vestmmt contacts or investment Merits fe.g., Imbed partneslips and private placements) that are not registered under the Securities Act of 1933; • Carmodities contracts (e.g., foreign exchange and prank metal contracts), includig finres contracts and canmocaty °pica cameos, • Sectrities an loan to LOS Fi
d from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we anc
neeStment contracts a mese/rent intent fe.g., malted partnerships and gnaw placements) that are not registered under the Securities Act of 1933; • Carmodities cormacts (e.g., foreign exchange and precious metal ccearacts), including futres contracts arid cannocety opera contracts, • Securities on loan to
d from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we anc
Entities connected to both Carmodities and Ind Insy
UBS F narcial Sorkin
ORGANIZATIONCreistl
LOCATIONLBS AG
ORGANIZATIONThe Firma Cad Issuer
ORGANIZATIONFinis Client Relations Department
ORGANIZATIONFutter
PERSONBak USA
PERSONFinnan
PERSONPrins
PERSON
Murano
PERSONSecurein
PERSON
Ghislaine Maxwell
PERSONFirms
ORGANIZATIONClient Relationshp
PERSONBOSTON MA
LOCATIONLOS Via
ORGANIZATIONYTS/Size
ORGANIZATIONLBS tumid Services INC
ORGANIZATIONLBS Fiuncial
LOCATIONHarbor Boulevard
LOCATION