3
Shared Docs
3
Same-Page
3 / 3
Mentions
d of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided
ment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF
d of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided
ment contracts or mien/rent interests keg., imbed partnerships and private placements) fiat are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts). includig hates contracts and cannocity omen contracts, • Senses on loan to 1.185
d of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided
ment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF
Entities connected to both UBS F narcial Sorkin and Cawnodities
Finnan
PERSONBak USA
PERSONBOSTON MA
LOCATIONLBS AG
ORGANIZATIONRussell 3000
ORGANIZATIONWeehawken
LOCATIONSecurein
PERSONHarbor Boulevard
LOCATION
Ghislaine Maxwell
PERSONThe Firma Cad Issuer
ORGANIZATIONLBS Fiuncial
LOCATIONClient Relationshp
PERSONFinis Client Relations Department
ORGANIZATIONFutter
PERSONFirms
ORGANIZATIONLES Fisuoxial Services
ORGANIZATION
Jean-Luc Brunel
PERSON
Seoul
LOCATION
Condoleezza Rice
PERSON
Murano
PERSON