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applicable I iMts, but are not protected by 9PC. UBS AG Stamford Branch deposit account balances are not insured by FDIC and ore not protected Of 51K Money market sweep balances are protected by 51K but are not Insured by the PDC. Opering Odance Closing balanCe Pece per share Average Dade:lelIntere
vestment contracts or rwestment Meets (eg., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodities tailraces (e.g., foreign exchange and precious metal contracts), includig fine contracts and canmodty open contracts, • Sectrities on loan to WS F
n applicable I inits, but are not protected by 9K. U8S AG Stanford Branch deposit account balances are not insured by fix and ale no protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FCC SDNY GM 00009702 C1,70010008C09171 NPIX0328502 00032 0320 031952383 111
vestment contracts or rwestment Meets (eg., imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodities tailraces (e.g., foreign exchange and precious metal contracts), includig fine contracts and canmodty open contracts, • Sectrities on loan to WS F
applicable lints, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC ()peeing baalCe CI0SIng WO:nee Pace per share Average on fan 1 (1)
vestmmt contacts or investment Merits fe.g., Imbed partneslips and private placements) that are not registered under the Securities Act of 1933; • Carmodities contracts (e.g., foreign exchange and prank metal contracts), includig finres contracts and canmocaty °pica cameos, • Sectrities an loan to LOS Fi
Entities connected to both K Money and Carmodities
Weehawken
LOCATIONHarbor Boulevard
LOCATION
Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATIONLBS AG
ORGANIZATIONNnandal
ORGANIZATIONSecurein
PERSONClient Relationshp
PERSONBOSTON MA
LOCATIONThe Firma Cad Issuer
ORGANIZATIONLBS Fiuncial
LOCATIONBak USA
PERSONFutter
PERSONFinnan
PERSON
Condoleezza Rice
PERSONFirms
ORGANIZATIONF etanoial Services
ORGANIZATIONandDiscbsures
PERSONVander
PERSONVisa U.S.A.
ORGANIZATION