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applicable I iMts, but are not protected by 9PC. UBS AG Stamford Branch deposit account balances are not insured by FDIC and ore not protected Of 51K Money market sweep balances are protected by 51K but are not Insured by the PDC. Opering Odance Closing balanCe Pece per share Average Dade:lelIntere
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lates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development
applicable limits, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by SIPC but are rot Insured by the FDIC. SDNY GM 00010072 CONFIDENTIAL Page S of 8 EFTA01597735 sUBS Reso
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Russell 3000
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Ghislaine Maxwell
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATIONLBS AG
ORGANIZATIONNnandal
ORGANIZATIONClient Relationshp
PERSONLBS Fiuncial
LOCATIONBak USA
PERSONFinnan
PERSONThe Firma Cad Issuer
ORGANIZATIONFirms
ORGANIZATIONBOSTON MA
LOCATIONSecurein
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Condoleezza Rice
PERSONFutter
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Jean-Luc Brunel
PERSONCalvin-Feta
ORGANIZATIONLOS Statement of
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