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applicable I iMts, but are not protected by 9PC. UBS AG Stamford Branch deposit account balances are not insured by FDIC and ore not protected Of 51K Money market sweep balances are protected by 51K but are not Insured by the PDC. Opering Odance Closing balanCe Pece per share Average Dade:lelIntere
ceived may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the
n applicable lents, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured by FDIC and ale not protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FDIC. Cpenng baanCe CIOSing bedince Pnce per Share Average Dmdencl Intere
ceived may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the
n applicable I inits, but are not protected by 9K. U8S AG Stanford Branch deposit account balances are not insured by fix and ale no protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FCC SDNY GM 00009702 C1,70010008C09171 NPIX0328502 00032 0320 031952383 111
ceived may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the
applicable lints, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC ()peeing baalCe CI0SIng WO:nee Pace per share Average on fan 1 (1)
ceived may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the
Entities connected to both K Money and POTtiCkarias Program

Ghislaine Maxwell
PERSONWeehawken
LOCATIONRussell 3000
ORGANIZATIONLBS AG
ORGANIZATIONHarbor Boulevard
LOCATIONNnandal
ORGANIZATIONClient Relationshp
PERSONSecurein
PERSONThe Firma Cad Issuer
ORGANIZATION
Condoleezza Rice
PERSONFinnan
PERSONFutter
PERSONBOSTON MA
LOCATIONFirms
ORGANIZATIONLBS Fiuncial
LOCATIONBak USA
PERSONUtS Sweep Options
ORGANIZATIONLBS Smuts LLC
ORGANIZATIONFinarcial Minor
ORGANIZATIONLOS Statement of
ORGANIZATION