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eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
Entities connected to both Broker-Dealer and Negative Basis Members
Anti-Money Laundering Regulations
ORGANIZATION
Marc Rich
PERSON
United States
LOCATION
Fannie Mae
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Samantha Power
PERSON
Wilmington
LOCATION
New Hampshire
LOCATION
Tokyo
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
UBS AG
ORGANIZATION
Federal Reserve
ORGANIZATION
Millennium
ORGANIZATIONLehman
ORGANIZATION
Mohammed bin Salman
PERSON
England
LOCATIONthe U.S. Department of Labor
ORGANIZATIONUBS Securities LLC
ORGANIZATION
New York
LOCATION
Department of Justice
ORGANIZATION