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eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
he II-79 CONFIDENTIAL UBSTERRAMAR00004082 EFTA00239414 FOR EXISTING INVESTOR USE ONLY General Partner, Millennium International Management and Millennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futur
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
Entities connected to both Broker-Dealer and Millennium Global Estate GP
Anti-Money Laundering Regulations
ORGANIZATION
Marc Rich
PERSON
United States
LOCATION
Fannie Mae
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Samantha Power
PERSON
Wilmington
LOCATION
New Hampshire
LOCATION
Tokyo
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
UBS AG
ORGANIZATION
Federal Reserve
ORGANIZATION
Millennium
ORGANIZATIONLehman
ORGANIZATION
Mohammed bin Salman
PERSON
England
LOCATIONthe U.S. Department of Labor
ORGANIZATIONUBS Securities LLC
ORGANIZATION
New York
LOCATION
Department of Justice
ORGANIZATION