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eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
y loans or other similar arrangements to facilitate the Fund's investment activities, including in other jurisdictions, in the future. Compliance, Legal and Ethics Oversight (CLEO) Committee The CLEO Committee is responsible for reviewing firm-wide compliance, legal and ethics issues throughout Millennium's business as
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
y loans or other similar arrangements to facilitate the Fund's investment activities, including in other jurisdictions, in the future. Compliance, Legal and Ethics Oversight (CLEO) Committee The CLEO Committee is responsible for reviewing firm-wide compliance, legal and ethics issues throughout Millennium's business as
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
y loans or other similar arrangements to facilitate the Fund's investment activities, including in other jurisdictions, in the future. Compliance, Legal and Ethics Oversight (CLEO) Committee The CLEO Committee is responsible for reviewing firm-wide compliance, legal and ethics issues throughout Millennium's business as
Entities connected to both Broker-Dealer and Legal and Ethics Oversight
Anti-Money Laundering Regulations
ORGANIZATION
Marc Rich
PERSON
United States
LOCATION
Fannie Mae
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Samantha Power
PERSON
Wilmington
LOCATION
New Hampshire
LOCATION
Tokyo
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
UBS AG
ORGANIZATION
Federal Reserve
ORGANIZATION
Millennium
ORGANIZATIONLehman
ORGANIZATION
Mohammed bin Salman
PERSON
England
LOCATIONthe U.S. Department of Labor
ORGANIZATIONUBS Securities LLC
ORGANIZATION
New York
LOCATION
Department of Justice
ORGANIZATION