Epstein Secrets

Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun

lable for review on the shared drive via the following path: L:\Central_Functions_Compliance \Comp-nyseccomWarela \AML\ Pending Investigations, EDD, EDRs\Southern Financial LLC\ Research Findings (LEXIS/GOOGLE SEARCHES) - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067974 CONFIDENTIAL SDNY_GM_00214158

Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun

le for review on the shared drive via the following path: LACentral_Functions_Compliance \Comp-nyseccom \ Varela \ AML\ Pending Investigations, EDD, EDRs\Southern Financial LLC\ Research Findings (LEXIS/GOOGLE SEARCHES) — • Southern Financial LLC is a private investment vehicle incorporated under the laws of the Virg

Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun

e for review on the shared drive via the following path: L:\Central_Functions_Compliance \Comp-nyseccom \ Varela \ AML\ Pending Investigations, EDD, EDRs\Southern Financial LLC\ Research Findings (LEXIS/GOOGLE SEARCHES) — • Southern Financial LLC is a private investment vehicle incorporated under the laws of the Virg