Epstein Secrets

03 03 03 LONG OR SHORT(S) 22,400 (S) AMYLIN PHARMACEUTICALS INC 253 (S) BARNES GROUP INC 12,523 (S) CBRL GROUP INC *CSFB RATING 58,167 (S) CMS ENERGY CORP 9,944 (S) CSX CORPORATION *CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 426 (S) CV THERAPEUTICS INC 25,500

T 06.2500 07/15/2033 02.0000 09/01/2021 07/20/2031 PPL ENERGY SUPPLY LLC CVT RPM INTL INC SR NT CV 33 EFTA01593612 SUPERVALU INC SR CVT BOND TJX COS INC CONV 02.6250 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 UNISOURCE ENERGY CORP CVT 144A VALASSIS COMMUNICATIONS INC CVT 144A NT CV1. VORN

700 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 CMS ENERGY CORP DONE AT EXBKR/CUTTONE & CO, INC. -800 DUKE ENERGY HLDG CORP CORRECTION DONE AT EDGETRADE.COM INC. 800 CMS ENERGY CORP -700 CSX CORPORATION DONE

M INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN 1,000,000 TJX COS INC CONV FROM 746FY0 TO 2F8EE0 02/13/2021 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -24,504 TJX COMPANIES INC NEW OFFSHORE ARRANGING

03 03 03 03 03 03 03 03 28,190 (S) ALLERGAN INC *CSFB RATING 253 (S) BARNES GROUP INC 16,580 (S) CBRL GROUP INC *CSFB RATING 55,567 (S) CMS ENERGY CORP 8,670 (S) CSX CORPORATION *CSFB RATING 92.05000 :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 34.50000 36.16000 :NOT

.2500 07/15/2033 02.0000 09/01/2021 03.2500 06/15/2025 07/20/2031 PPL ENERGY SUPPLY LLC CVT RPM INTL INC SR NT CV 33 SUPERVALU INC SR CVT BOND TJX COS INC CONV 02.6250 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 02.2500 08/01/2012 03.5000 09/30/2035 02.1250 04/15/2023 01.7500 05/15/2023 05/1

ment of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE 03 03 03 03 03 03 03 03 03 03 03 03 03 LONG OR SHORT(S) 56,067 (S) CMS ENERGY CORP 15,379 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 1

INS HLDGS INC NT CVT MASCO CORP CVT 02.0000 09/01/2021 07/20/2031 PPL ENERGY SUPPLY LLC CVT RPM INTL INC SR NT CV 33 SUPERVALU INC SR CVT BOND TJX COS INC CONV 02.6250 05/15/2023 01.3890 05/13/2033 11/02/2031 02/13/2021 UNISOURCE ENERGY CORP CVT 144A 04.5000 03/01/2035 VALASSIS COMMUNICATIONS INC SR

DOLLAR *** PORTFOLIO TYPE 03 01 03 03 03 01 03 03 01 03 03 LONG OR SHORT(S) 17,152 (S) CBRL GROUP INC *CSSU RATING 800 56,867 (S) CMS ENERGY CORP 16,964 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 6

E WIRE TO CITIBANK FUT MGN MARK TO MARKET 6,170 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -1,000,000 TJX COS INC CONV EFTA01594036 02/13/2021 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 71,848.41 150,856.85 823,272.00 51,480.36 184,784.54 13,695.00 184,