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TE TRANSACTION 01 07/15 SOLD 01 07/15 BOUGHT 01 07/15 SOLD QUANTITY DESCRIPTION -45,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT EXBKR/KBC FINANCIAL PROD 50,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT DEUTSCHE BNK/ALEX BROWN -25,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 CORRECT
YPE DATE TRANSACTION 01 07/15 SOLD 01 07/15 BOUGHT 01 07/15 SOLD QUANTITY DESCRIPTION -45,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT EXBKR/KBC FINANCIAL PROD 50,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT DEUTSCHE BNK/ALEX BROWN -25,000 LONZA FINANCE LTD FRN 01.5000 07/15
25 WIRED 01 11/25 JOURNAL 01 11/25 JOURNAL 01 11/25 JOURNAL QUANTITY DESCRIPTION 1,130,000 RPM INTL INC SR NT CV 33 01.3890 05/13/2033 DONE AT KBC FINANCIAL PRODUCTS -17,250 AMERICAN FINL GROUP INC CORRECTION DONE AT KBC FINANCIAL PRODUCTS -1,100 MASCO CORP DONE AT EDGETRADE.COM INC. -18,340 RPM INC
3 JOURNAL 01 11/23 BOUGHT 01 11/24 SOLD 01 11/25 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET MARK TO MARKET -285 DEUTSCHE POSTBANK AG DONE AT EXBKR/G TRADE SERVICES LTD MARK TO MARKET MARK TO MARKET 285 DEUTSCHE POSTBANK AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 8,000 DEUTSCHE POST
07/18 SOLD 01 07/19 JOURNAL 01 07/19 JOURNAL CREDIT FIRST I SUISSE BOSTON -45,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT EXBKR/KBC FINANCIAL PROD 50,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT DEUTSCHE BNK/ALEX BROWN -25,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 CORRE
01 07/18 SOLD 01 07/19 JOURNAL 01 07/19 JOURNAL CREDIT FIRST I SUISSE BOSTON -45,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT EXBKR/KBC FINANCIAL PROD 50,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 DONE AT DEUTSCHE BNK/ALEX BROWN -25,000 LONZA FINANCE LTD FRN 01.5000 07/
Entities connected to both KBC FINANCIAL and EXBKR

NEW YORK NY
LOCATIONChristopher Steele
PERSONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONMASCO CORP
ORGANIZATION
AMGEN
ORGANIZATION
Julie K. Brown
PERSONEXBKR/NOMURA SEC INTL
ORGANIZATION
Deutsche Bank
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONEXBKR/NOMURA
ORGANIZATION
Morgan Stanley
ORGANIZATION
Nintendo
ORGANIZATIONCredit Suisse First Boston
ORGANIZATIONCSX CORPORATION
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATIONPPL CORP
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATION