6
Shared Docs
6
Same-Page
6 / 6
Mentions
NT STORES CO MAY 1.900 33.59750 63,984.25 COVER SHORT. EXECUTION BY BUCK COMMISSION 114.02 C PENNEY CO INC SEE NOTES ON BACK COVER SHORT. TJX COMPANIES INC NEW COVER %CRT. EXECUTION BY BUOt enT4L4SSION 111.00 WIRELESS FACILITIES INC COVER SHORT, EXECUTION BY WHO V/AL-MART STORES INC SHORT. EXECUTIO
BY BUCK COMMISSION 54.00 SEC FEE .49 CHRISTOPHER & BANKS CORP EXECUTION BY SUC SEC FEE 2.39 COACH INC EXECUTION BY BUCK COMIASSION %COD CHICOS FAS INC EXECUTION BY VKCO COMMISSION 126.00 FOOTSTAR INC EXECUTION BY BUCK COMMISSCH 66.00 SEC FEE 1.22 UFA 700 48.75000 34.182.00 MCE -900 16.
0-01 SEC FEE .75 AS a 01/18002 ROSS STORES INC EXECUTION BY 6500 VS BOO 01-C4902. 500 01-10-02 COMMISSION 55.00 SEC FEE .54 AS a 01/18/02 TJX COMPANIES INC NEW T1X -700 39.00000 27.242.59 EXECUTION BY 1810t SIIMOUOUSP KSWS [LW= 114101/3H rtS YMMAY 0A140)8181810tARY Beet. Lars kalteS UM. ere IATIrc
VS 170001-06-02 COMPASSION 102.00 SEC FEE .61 AS OF 0264/02 COLUMBIA SPORTSWEAR CO EXECUFEJN BY MO VS 500 014402 SEC Fa .24 AS OF 026402 CHICOS FAS INC EXECUTION BY BUCK VS 3900 02.04.02 COMPASSION 23440 AS OF 02/04/02 DOLLAR GENERAL CORP EXECEMC44 SY BUM VS 2400 0244.02 enumeeelON 144.00 AS
COMMISSION 21,00 STANLEY WORKS WITH RIGHTS TO PURCHASE PREFRO STK UNDER CERTAIN CIRCUMSTANCE COVER SWAT, EXECUTION BY MSOO COMMISSION 31,50 TJX COMPANIES INC NEW COVER SHORT, EXECUTION BY BUCK COMMISSION 18.00 TALBOTS INC COVER SWAT, EXECUTION BY BUCK COMMISSION 108,00 TIMBERLAND CO-CL A SHORT, EXE
1,25 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO VSP VARIOUS DATES BACKUP PROVEDED ass REOuEST ORIGINAL SAD 11/21/01 SEC FEE 30,77 CHICOS FAS INC EXECUTION BY JPHO COMMISSION 84,00 GADZOOKS INC EXECUTION BY RHCO SEC FEE .56 GUITAR CENTER INC EXECUTION BY RSSF AEOS .1.400 26.69170 37,
c! 41 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 01/11/01 TRADE DATE TRANSKDON 01/08/01 SOW DESORPTION TJX COMPANIES INC NEW SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .95 SYMBOUCUSP TJX CIWARITY -1,000 PRICE 28.25000 Beer. SZeirhs SOC,r44,1 GO,P. Ore Me
27/00 SOLD ANNTAYLOR STORES CORP EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .72 ANN -1.000 21.38380 21,308.08 01/02/01 12/27/00 BOUGHT CHICOS FAS INC EXECUTION BY SLKC CHCS 1,250 22.41250 28,030.63 01/02/01 12/27/00 BOUGHT OUIKSILVER INC EXECUTION BY BUCK COMMISSION 270,00 ZOK 4,500 18
A EXECUTION BY BUCK VS 1600 02-25-02 COMMISSION 96.00 TARGET CORP SEE NOTE '5' ON BACK EXECUTION BY BUCK VS 1300 02-25-02 COMMISSION 78.00 TJX COMPANIES INC NEW EXECUTION BY BUCK VS 800 02-25-02 COMMISSION 48.00 ANNTAYIAR STORES CORP SEE NOTE '5' ON BACK SHORT, EXECUTION BY BUCK VS -800 02-25.02 COM
-25-02 COMMISSION 48.00 ANNTAYIAR STORES CORP SEE NOTE '5' ON BACK SHORT, EXECUTION BY BUCK VS -800 02-25.02 COMMISSION 48.00 SEC FEE .51 CHICOS FAS INC COVER SHORT, EXECUTION BY BUCK VS -2100 02-21.02 COMMISSION 126,00 DILLARDS INC-CL A SHORT, EXECUTION BY BUCK VS -800 02-25-02 COMMISSION
VS 800 03.05-02 03/08/02 03/05/02 SOLD SKECHERS USA INC CL A EXECUTION BY VKCO VS 900 01-04-02, 100 01-23.02 COMMISSION 70,00 SEC FEE ,25 TJX COMPANIES INC NEW EXECUTION BY BUCK VS 100 11-13-01, 300 12-03-01 COMMISSION 24,00 SEC FEE ,23 WAL-MART STORES INC EXECUTION BY GKMC VS 500 02-26-02 COMMISSI
.29 WOLVERINE WORLD WIDE INC WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 700 02-27-02 COMMISSION 42,00 CHICOS FAS INC EXECUTION BY BUCK VS 300 02-28-02 COMMISSION 18,00 HOT TOPIC INC EXECUTION BY WEDB VS 600 02-07-02 SEC FEE .21 AS OF 02/28/02 SY1A3OUCUSIP
Entities connected to both TJX COMPANIES INC NEW and CHICOS FAS INC

Julie K. Brown
PERSON
Ralph Lauren
PERSON
Wilbur Ross
PERSONSTEVEN MADDEN LTD
ORGANIZATIONFOOTSTAR INC
ORGANIZATION
Ghislaine Maxwell
PERSONLARRY KEMP
PERSONBEBE STORES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONMASCO CORP
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTALBOTS INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONWAL-MART STORES INC
ORGANIZATIONPERKO
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONGENESCO INC
ORGANIZATION