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N 03 11/29 SOLD 01 11/30 JOURNAL 01 11/30 JOURNAL 01 11/30 WIRED 03 11/30 JOURNAL 03 11/30 JOURNAL 03 11/30 SOLD QUANTITY DESCRIPTION -1,740 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 40725807 CSFB L
3 JOURNAL 01 11/23 BOUGHT 01 11/24 SOLD 01 11/25 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET MARK TO MARKET -285 DEUTSCHE POSTBANK AG DONE AT EXBKR/G TRADE SERVICES LTD MARK TO MARKET MARK TO MARKET 285 DEUTSCHE POSTBANK AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 8,000 DEUTSCHE POST
736FY0 FROM 746FY0 900 VORNADO REALTY TR OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -900 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. -4,000 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -1,000 AMYLIN PHARMACEUTICALS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING
E ARRANGING FLIP TO 736FY0 FROM 746FY0 640 DEUTSCHE POSTBANK AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -640 DEUTSCHE POSTBANK AG DONE AT EXBKR/G TRADE SERVICES LTD 57.48580 36,768.84 EFTA01593126 36,768.84 258,551.59 13,251.59 258,551.59 13,251.59 23.54000 13,251.59 154,130.76
DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 290 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,270 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -290 AMERICAN FINL GROUP INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM
G OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -25,000 DEUTSCHE POST AG DONE AT GOLDMAN SACHS AND COMPANY -1,200 DEUTSCHE POSTBANK AG DONE AT EXBKR/G TRADE SERVICES LTD 53.88010 64,617.33 22.06000 550,672.75 64,617.33 PRICE DEBIT 0.16 550,672.75 CREDIT INV REP ACCOUNT TAXPAYER ID. STA
Entities connected to both DUKE ENERGY CORP and EXBKR
FIRST BOSTON LLC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION
AMGEN
ORGANIZATION
NEW YORK NY
LOCATIONIndependent Third Party
ORGANIZATIONMASCO CORP
ORGANIZATIONChristopher Steele
PERSONthis Independent Research
ORGANIZATIONSUPERVALU INC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATION
Nintendo
ORGANIZATION
Julie K. Brown
PERSONVORNADO REALTY TR
ORGANIZATION
Deutsche Bank
ORGANIZATIONPPL CORP
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATION