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01 10/14 WIRED 01 10/17 JOURNAL 01 10/17 JOURNAL QUANTITY DESCRIPTION -600 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,400 DUKE ENERGY CORP 600 CSX CORPORATION 1,670 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS
CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 16,100 INTERNATIONAL GAME TECHNOLOGIES CORRECTION DONE AT CSFB EXECUTION OMNIBUS/0355 1,075 ALLERGAN INC DONE AT CSFB EXECUTION OMNIBUS/0355 2,000 AMGEN DONE AT EDGETRADE.COM INC. 800 MASCO CORP CORRECTION DONE AT LABRANCHE FINANCIAL SERVICES, INC
N 03 11/29 SOLD 01 11/30 JOURNAL 01 11/30 JOURNAL 01 11/30 WIRED 03 11/30 JOURNAL 03 11/30 JOURNAL 03 11/30 SOLD QUANTITY DESCRIPTION -1,740 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 40725807 CSFB L
Y WIRE 1,455 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,980 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,455 ALLERGAN INC 1,980 MASCO CORP 94.39820 DONE AT EDGETRADE.COM INC. 27.40850 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN EFTA01592867 FROM 746FY0 TO 2F
ARK TO MARKET 74,276.36 01 11/30 MRKD/MARKET MARK TO MARKET 229,793.53 03 11/30 MRKD/MARKET MARK TO MARKET 229,793.53 03 11/30 JOURNAL -780 DUKE ENERGY CORP 21,320.60 OFFSHORE ARRANGING FLIP TO - FROM 03 11/30 JOURNAL -1,740 DUKE ENERGY CORP 47,389.47 CREDIT FIRST I SUISSE BOSTON OFFSHORE AR
-134,000 VALASSIS COMMUN S INC SR 83,975.97 01 05/22 .08 .1 TO FROM 03 11/28 MRKD/MARKET MAR RKET 224,236.24 03 11/28 JOURNAL -1,300 ALLERGAN INC 128,911.65 OF TO)iiiiii(RRANGING FLIP FROM 01 11/29 MRKD/MARKET MA RKET 74,276.36 01 11/29 JOURNAL -125,000 VALASSIS COMMUNICATIONS CVT 14
2.50 TO 7361)(0 FROM 746FY0 03 12/13 JOURNAL -22,484 INTERNATIONAL GAME TECHNOLOGIES 678,742.50 TO 7361Y0 FROM 746FY0 03 12/13 JOURNAL 2,180 DUKE ENERGY CORP 57,355.03 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 12/14 MRKD/MARKET MARK TO MARKET 123,159.33 01 12/14 WIRED FUNDS PAID BY WIRE 5
30,866.91 01 12/09 WIRED FUNDS PAID BY WIRE 17,815.00 WIRE TO CITIBANK 03 12/09 NRKD/MARKET MARK TO MARKET 330,866.91 03 12/09 JOURNAL -580 ALLERGAN INC 60,867.85 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 12/12 NRKD/MARKET HARK TO MARKET 38,353.78 01 12/12 JOURNAL -3,000,000 INTERNATIO
Entities connected to both DUKE ENERGY CORP and ALLERGAN INC
FIRST BOSTON LLC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONPPL CORP
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATION
AMGEN
ORGANIZATIONMASCO CORP
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONVALASSIS COMMUNICATIONS INC
ORGANIZATIONCSX CORPORATION
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONthis Independent Research
ORGANIZATION
NEW YORK NY
LOCATION
Nintendo
ORGANIZATIONChristopher Steele
PERSONIndependent Third Party
ORGANIZATION
Julie K. Brown
PERSONCONSECO INC
ORGANIZATION