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WYETH CORRECTION DONE AT GOLDMAN SACHS AND COMPANY 2,000,000 WYETH NOTE SR CVT FR 02.3900 01/15/2024 DONE AT GOLDMAN SACHS AND COMPANY 2,880 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 USD/VAR EFTA01592847 28.39280 81,785.66 2,741.00 29,
NAL 03 08/30 JOURNAL 03 08/30 SOLD QUANTITY DESCRIPTION S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -3,290 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,290 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0
.50- 4,5 00 .00- . 995 • CS FB RATING : OUTPERFORM IN DE PENDENT RATIN G:4 STAR - Accumulate PROV I DER: Sta nd a rd 6 Poor's 03 74, 38 0 IS) DUKE ENERGY CORP 29.1 7000 2,169,664.60- 92,231.20- 4. 251 • CS FB RATING :Restricted IN DE PENDENT RATIN 6: Not Shown PROV IDER: Standard 6 Poor's 03 26,100
RPORATED 18 .4 0000 806,288.00- 26,292.00- 3. 261 03 21,140 IS) SUPE RVALU INC 31 .1 2000 657,876.80- 13,741.00- 2. 089 03 53, 59 0 IS) TJX COMPANIES INC NEW 20.4 8000 1,097,523.20- 12,8 61 .60- 1.172 • CS FE RATING :OUTPERFORM IN DE PENDENT RATIN G:3 STAR - Hold PROV IDER: Standard 6 Poor's 03 8,
736FY0 FROM 746FY0 900 VORNADO REALTY TR OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -900 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. -4,000 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -1,000 AMYLIN PHARMACEUTICALS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING
NCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 40 BARNES GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 6,980 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1 INVITROGEN CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1 INVITROGEN CORP DONE AT EDGET
DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 290 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,270 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -290 AMERICAN FINL GROUP INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM
EST FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 6,980 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,980 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE
FLIP TO 736FY0 FROM 746FY0 -640 CSX CORPORATION DONE AT EDGETRADE.COM INC. -1,400 CONSECO INC DONE AT EDGETRADE.COM INC. EFTA01593400 -2,300 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 29.09810 8,821.76 25.53190 58.60580 37,503.03 35,735.86 66,910.92 37,5
NC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA 4,900 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,900 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE
00 (5) CONSECO INC 24.82000 819,060.00- •CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 80,441 (S) DUKE ENERGY CORP 29.15000 2,344,855.15- 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard 6 POOr'S 03 23,145 (S) EDO CORPORATION 30.8
0 3,233,706.00- 03 58,210 (5) RPM INCORPORATED 17.94000 1,044,287.40- 03 14,870 (S) SUPERVALU INC 30.82000 458,293.40- 03 78,730 IS) TJX COMPANIES INC NEW 24.82000 1,954,018.60- •CSSU RATING :OUTPERFORM CREDIT SUISSE INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's CREDIT SUISSE SECUR
WITH ;OMITS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTION BY BUCK COMMISSION 48.00 SEC FEE 1.02 09/24/01 09119/01 SOW DUKE ENERGY CORP OUR -1.300 37.64000 48.824.36 FORMERLY DUKE POWER CO SHORT. EXECUTION BY TUCK COIMWSS/ON 91.00 SEC FEE 1.84 09/24.01 09/19/01 SOLD FED
NT STORES CO MAY 1.900 33.59750 63,984.25 COVER SHORT. EXECUTION BY BUCK COMMISSION 114.02 C PENNEY CO INC SEE NOTES ON BACK COVER SHORT. TJX COMPANIES INC NEW COVER %CRT. EXECUTION BY BUOt enT4L4SSION 111.00 WIRELESS FACILITIES INC COVER SHORT, EXECUTION BY WHO V/AL-MART STORES INC SHORT. EXECUTIO
Entities connected to both DUKE ENERGY CORP and TJX COMPANIES INC NEW
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONMASCO CORP
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONIndependent Third Party
ORGANIZATIONthis Independent Research
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONPPL CORP
ORGANIZATION
AMGEN
ORGANIZATIONCSX CORPORATION
ORGANIZATION
Nintendo
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATION
Julie K. Brown
PERSONChristopher Steele
PERSONSUPERVALU INC
ORGANIZATION
NEW YORK NY
LOCATIONCONSECO INC
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATION