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DONE AT GOLDMAN SACHS AND COMPANY 75,000 CONSECO INC CVT 144A 03.5000 09/30/2035 DONE AT GOLDMAN SACHS AND COMPANY -13,000 CONSECO INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/GBP MARK TO M

NAL 03 08/30 JOURNAL 03 08/30 SOLD QUANTITY DESCRIPTION S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -3,290 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,290 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0

2,350 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,350 PPL CORP DONE AT EDGETRADE.COM INC. -4,687 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 -2,746 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FR

PTION FROM 736FY0 TO 746FY0 750,000 TJX 0.0 02/13/21 736FY0 TO 746FY0 USD/EUR 02/13/2021 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -16,300 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,796 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,796 ALLERGAN INC OFFSHORE AR

01 02/22 JOURNAL 01 02/22 JOURNAL 01 02/22 WIRED 01 02/22 JOURNAL 03 02/22 JOURNAL QUANTITY DESCRIPTION 15,000 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 2,150 CSX

NCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 40 BARNES GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 6,980 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1 INVITROGEN CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1 INVITROGEN CORP DONE AT EDGET

URNAL 03 07/24 SOLD 03 07/24 SOLD QUANTITY DESCRIPTION 1,000 RPM INCORPORATED DONE AT EDGETRADE.COM INC. -5,000 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -2,500 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY

6FY0 FROM 746FY0 -800 PPL CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 2,900 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,900 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE

INANCING FROM 2F8EE0 TO 746FY0 3,700 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,700 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -4,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM

F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET MARK TO MARKET -1,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 TJX COMPANIES INC NEW CORRECTION AS OF 06/16/06 DONE AT EDGETRADE.COM INC. 1,000 MASCO CORP DONE AT EDGETRADE.COM INC. MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0

HORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 CMS ENERGY CORP DONE AT EXBKR/CUTTONE & CO, INC. -800 DUKE ENERGY HLDG CORP CORRECTION DONE AT EDGETRADE.COM INC. 800 CMS ENERGY CORP -700 CSX CORPORATION DONE AT EDGETRADE.COM INC. DO

/17 WIRED 01 04/17 MRKD/MARKET 01 04/17 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET -6,200 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 650 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,000 CENTERPOINT ENERGY INC

ASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -600 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,200 MASCO CORP DONE AT EXBKR/CUTTONE & CO, INC. 600 MASCO CORP EFTA01593398 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 29.95230 17,974.68 107,665.22 30.3

NC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA 4,900 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,900 TJX COMPANIES INC NEW DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE