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DONE AT GOLDMAN SACHS AND COMPANY 75,000 CONSECO INC CVT 144A 03.5000 09/30/2035 DONE AT GOLDMAN SACHS AND COMPANY -13,000 CONSECO INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/GBP MARK TO M

WYETH CORRECTION DONE AT GOLDMAN SACHS AND COMPANY 2,000,000 WYETH NOTE SR CVT FR 02.3900 01/15/2024 DONE AT GOLDMAN SACHS AND COMPANY 2,880 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 USD/VAR EFTA01592847 28.39280 81,785.66 2,741.00 29,

P TO 736FY0 FROM 746FY0 MARK TO MARKET -5,994 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 10,000 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR MARK TO M

01 10/14 WIRED 01 10/17 JOURNAL 01 10/17 JOURNAL QUANTITY DESCRIPTION -600 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,400 DUKE ENERGY CORP 600 CSX CORPORATION 1,670 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS

QUANTITY DESCRIPTION 500,000 EDO CORP CVT SR SUB NTS 04.0000 11/15/2025 DONE AT CITIGROUP GLOBAL MARKETS INC. -24,000 EDO CORPORATION DONE AT EXBKR/CUTTONE & CO, INC. 500,000 EDO CORP CVT SR SUB NTS 04.0000 11/15/2025 DONE AT EXBKR/SOUTHERN TRADING PNTRS 52,000 EDO CORP CVT SR SUB NTS 04.0000 11/15/202

N 03 11/29 SOLD 01 11/30 JOURNAL 01 11/30 JOURNAL 01 11/30 WIRED 03 11/30 JOURNAL 03 11/30 JOURNAL 03 11/30 SOLD QUANTITY DESCRIPTION -1,740 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 40725807 CSFB L

01 02/22 JOURNAL 01 02/22 JOURNAL 01 02/22 WIRED 01 02/22 JOURNAL 03 02/22 JOURNAL QUANTITY DESCRIPTION 15,000 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 2,150 CSX

736FY0 FROM 746FY0 900 VORNADO REALTY TR OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -900 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. -4,000 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -1,000 AMYLIN PHARMACEUTICALS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING

ASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -600 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,200 MASCO CORP DONE AT EXBKR/CUTTONE & CO, INC. 600 MASCO CORP EFTA01593398 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 29.95230 17,974.68 107,665.22 30.3

FLIP TO 736FY0 FROM 746FY0 -640 CSX CORPORATION DONE AT EDGETRADE.COM INC. -1,400 CONSECO INC DONE AT EDGETRADE.COM INC. EFTA01593400 -2,300 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 29.09810 8,821.76 25.53190 58.60580 37,503.03 35,735.86 66,910.92 37,5