Epstein Secrets

PRICE DEBIT CREDIT 03 02/27 JOURNAL 4,000 DUKE ENERGY CORP 114,764.47 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 02/27 JOURNAL 900 VORNADO REALTY TR 80,199.50 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 02/27 SOLD -900 VORNADO REALTY TR 89.11880 80,199.50 DONE AT EDGETRADE.COM INC.

199.50 DONE AT EDGETRADE.COM INC. 03 02/27 SOLD -4,000 DUKE ENERGY CORP 28.69750 114,764.47 DONE AT EDGETRADE.COM INC. 03 02/27 SOLD -1,000 AMYLIN PHARMACEUTICALS INC 40.63000 40,624.02 DONE AT EDGETRADE.COM INC. 01 02/28 JOURNAL 5/0 FINANCING RETURN 14,160.26 FROM 746FY0 TO 2F8EE0 01 02/28 JOURNAL S/D FI

OD PAGE 203Q UNDISCLOSED 11/01/05 TO 11/30/05 23 OF 24 PORTFOLIO TYPE LONG OR SHORT(S) DESCRIPTION PRICE MARKET VALUE 03 12,233 IS) VORNADO REALTY TR 85.35000 1,044,086.55- "CSFB RATING :NOT AVAILABLE INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 13,240 IS) WYETH 4

HIO SR 45.70680 914,136.00 01 2,000,000 NT CV1. 01.4861 06/02/2033 AMGEN INC NT ZER CV 32 79.00000 1,580,000.00 01 1,000,000 03/01/2032 AMYLIN PHARMACEUTICALS INC SR 123.37500 1,233,750.00 01 17,000 NT CV 2 02.5000 04/15/2011 BARNES GROUP INC CVT 144A 102.87500 17,488.75 01 3,000,000 03.7500 08/01/

S) VALASSIS COMMUNICATION INC 29.07000 154,710.54- *CSFB RATING :NEUTRAL INDEPENDENT RATING:Hold PROVIDER:Rochdale Securities 03 12,533 (S) VORNADO REALTY TR 83.47000 1,046,129.51- 38,601.64- 3.690 *CSFB RATING :NOT AVAILABLE INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 13,2

880,000.00 29,720.00 3.377 NT CV1. 01.4861 06/02/2033 01 2,000,000 AMGEN INC NT ZER CV 32 78.00000 1,560,000.00 03/01/2032 01 1,000,000 AMYLIN PHARMACEUTICALS INC SR 127.12500 1,271,250.00 25,000.00 1.967 NT CV 2 02.5000 04/15/2011 01 17,000 BARNES GROUP INC CVT 144A 99.00000 16,830.00 637.50 3.78

ESTIMATED ANNUAL INCOME CURRENT YIELD 8. 03 8,665 (S) UNISOURCE ENERGY CORP BLDG CO 31.97000 277,020.05- 6,585.40- 2.377 03 12,233 IS) VORNADO REALTY TR 81.00000 990,873.00- 39,145.60- 3.951 'CSFB RATING :NOT AVAILABLE INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 POOI'8 03 13,240 IS)

INC SR NT CV ZERO 22 101.25000 3,408,075.00 11/06/2022 01 2,000,000 AMGEN INC NT ZER CV 32 77.24305 1,544,861.00 03/OL/2032 01 1,000,000 AMYLIN PHARMACEUTICALS INC SR 113.25750 1,132,575.00 25,000.00 2.207 NT CV 2 02.5000 04/15/2011 01 17,000 BARNES GROUP INC CVT 144A 83.62000 14,215.40 637.50 4.48

K TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET 1,700 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 VORNADO REALTY TR OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,700 AMGEN DONE AT E

RRANGING FLIP TO 736FY0 FROM 746FY0 -900 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. -4,000 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -1,000 AMYLIN PHARMACEUTICALS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRID

OLD 01 03/21 JOURNAL QUANTITY DESCRIPTION S/D FINANCING FROM 2F8EE0 TO 746FY0 1,000 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,500 VORNADO REALTY TR OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,000 AMGEN DONE AT EDGETRADE.COM INC. -1,500 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. S/D

S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA 1,000,000 AMYLIN PHARMACEUTICALS INC 02.5000 04/15/2011 TO 736FY0 FROM 746FY0 EFTA01593392 -25,400 AMYLIN PHARMACEUTICALS INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 25,400

E 203Q 736FY UNDISCLOSED 02/01/06 TO 02/28/06 20 OF 21 PORTFOLIO TYPE LONG OR SHORT(S) DESCRIPTION PRICE MARKET VALUE 03 14,233 IS) VORNADO REALTY TR 88.99000 1,266,594.67- "CSSU RATING :NOT AVAILABLE INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 01 3,366,000 ALLERGAN INC SR N

HIO SR 99.21200 984,290.00 NT CVI. 01.4861 06/02/2033 01 2,000,000 AMGEN INC NT ZER CV 32 76.25000 1,525,000.00 03/01/2032 01 1,000,000 AMYLIN PHARMACEUTICALS INC SR 137.81800 1,378,180.00 NT CV 2 02.5000 04/15/2011 01 17,000 BARNES GROUP INC CVT 144A 106.50000 18,105.00 03.7500 08/01/2025 01 17,00