3
Shared Docs
3
Same-Page
3 / 3
Mentions
NE AT J.P. MORGAN SECURITIES, INC. RPM INTL INC SR NT CV 33 61.94089 2,389,330.42 01.3890 05/13/2033 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. CREDIT SUISSE SECURITIES (USA) LLC TEL: ELEVEN MADISON AVENUE FAX: NEW YORK, NY 10010-3629 Confidential Treatment Requested by JPMorgan Chase
07 10 OF TRADING ACTIVITY FOR THE MONTH 13 DESCRIPTION PRICE DEBIT CREDIT MARK TO MARKET 1,700.50 RPM INCORPORATED 1,825,927.95 TOFFtP O CMS ENERGY CORP 1,057,293.60 TO HCC INSURANCE HOLDINGS INC 2,246,595.00 OFFSHORE ARRANGING FLIP TO AMERICAN FINL GROUP INC 1,136,274.07 OFFSHORE ARRANGING FLI
COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -750,000 TJX 0.0 02/13/21 02/13/2021 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 15,376 TJX COMPANIES INC NEW DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. S/D FINANCING EFTA01593267 FROM 2F8EE0 TO 746FY0 23.94000
746FY0 283 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,300 RPM INCORPORATED DONE AT EXBKR/CUTTONE & CO, EFTA01593271 INC. -800 CMS ENERGY CORP DONE AT CSSU EXECUTION OMNIBUS/0355 13.44100 10,746.46 18.36890 42,224.17 9,423.13 29,992.49 10,746.46 42,224.17 17.59600 44,003.75 46,193
,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 24,504 TJX COMPANIES INC NEW DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 24.14400 592,849.78 36,313.80 726,217.79 823,272.00 36,313.80 592,849.78 11.63930 71,848.41 10,626.00 36,313.80 726,217.79 12.09460 36,
700 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 CMS ENERGY CORP DONE AT EXBKR/CUTTONE & CO, INC. -800 DUKE ENERGY HLDG CORP CORRECTION DONE AT EDGETRADE.COM INC. 800 CMS ENERGY CORP -700 CSX CORPORATION DONE
Entities connected to both SMITH, INC. and CMS ENERGY CORP
CENTERPOINT ENERGY INC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONCSX CORPORATION
ORGANIZATION
NEW YORK NY
LOCATIONFENNER
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONSUPERVALU INC
ORGANIZATIONCHENIERE ENERGY INC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONPPL CORP
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONMASCO CORP
ORGANIZATION
AMGEN
ORGANIZATIONCONSECO INC
ORGANIZATIONChristopher Steele
PERSON