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ING FLIP TO 736FY0 FROM 746FY0 -2,220 PPL CORP DONE AT EDGETRADE.COM INC. 40,000 CV THERAPEUTICS INC CVT 03.2500 08/16/2013 CORRECTION DONE AT LEHMAN BROTHERS INC FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/CHF S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET FU
NAL 03 07/21 SOLD 01 07/21 BOUGHT 03 07/21 SOLD 01 07/22 JOURNAL 01 07/22 JOURNAL 01 07/22 WIRED 01 07/22 WIRED QUANTITY DESCRIPTION -40,000 PPL CORP DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/CHF S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 T
0 PPL CORP 59.78920 132,715.37 DONE AT EDGETRADE.COM INC. CV THERAPEUTICS INC CVT 100.00000 40,000.00 03.2500 08/16/2013 CORRECTION DONE As LEHMAN BROTHERS INC FROM II6FY0 TO I6FY0 72.31 TO •6FY USD/CHF D FINANCING RET 64,028.45 FROM II6FY0 TO1118EE0 S/D 64,028.45 iplANCING FROM BEE0 TOIII6FY0 M
D WiANCING 86,438.02 FROM MIBEE0 TO II6FY0 CV THERAPEUTICS INC CVT 40,014.44 03.2500 08/16/2013 OFFSHORE ARRANQLAG FLIP TOIII6FY0 FROMIII6FY0 PPL CORP 132,715.37 OFF ORE ARRANGING FLIP TO ME6FY0 FROMIII6FY0 PPL CORP 59.78920 132,715.37 DONE AT EDGETRADE.COM INC. CV THERAPEUTICS INC CVT 100.
, INCORPORATED 01 07/05 BOUGHT 10,000 CV THERAPEUTICS INC CVT 105.50000 10,553.61 CREDIT FIRST I SUISSE BOSTON 03.2500 08/16/2013 DONE AT LEHMAN BROTHERS INC CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 Confidential Treatment Requested
D/MARKET MARK TO MARKET 9,358.50 03 07/05 JOURNAL 426 CV THERAPEUTICS INC 9,358.50 OFFSHORE ARRANGING FLIP TO FROM 03 07/05 JOURNAL 1,550 PPL CORP 92,646.13 OFFSHORE ARRANGING FLIP TO FROM 01 07/05 SOLD -15,000 CV THERAPEUTICS INC CVT 105.08330 15,767.92 03.2500 08/16/2013 DONE AT MOR
Entities connected to both LEHMAN BROTHERS INC and PPL CORP
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONMASCO CORP
ORGANIZATION
Nintendo
ORGANIZATIONSUPERVALU INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATION
NEW YORK NY
LOCATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONChristopher Steele
PERSONVORNADO REALTY TR
ORGANIZATION
AMGEN
ORGANIZATIONCV THERAPEUTICS INC CVT
ORGANIZATIONCSX CORPORATION
ORGANIZATION
Julie K. Brown
PERSONCONSECO INC
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATIONDUKE ENERGY CORP
ORGANIZATION