4
Shared Docs
4
Same-Page
4 / 4
Mentions
FSHORE ARRANGING FLIP TO FROM CONSECO INC 76,830.00 OFFSHORE ARRANGING FLIP TO FROM MASCO CORP 39,745.53 OFFSHORE ARRANGING FLIP TO FROM CONSECO INC 25.56000 76,830.00 DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED CREDIT SUISSE SECURITIES(USA)L1C NEW YORK, NY 10010-3629 TEL: FAX Confi
203Q UNDISCLOSED 04/01/06 TO 04/30/06 9 OF 19 TRADING ACTIVITY FOR THE MONTH DESCRIPTION CS% CORPORATION OFFSHORE ARRANGING FLIP TO FROM DUKE ENERGY HLDG CORP PRICE DEBIT 42,716.04 23,525.51 CREDIT OFFSHORE ARRANGING FLIP TO FROM CMS ENERGY CORP 13.00160 16,915.08 DONE AT EXBKR/CUTTONE b CO, IN
INC CVT -3,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CONSECO INC DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED 25.56000 76,830.00 EFTA01593360 39,745.53 FROM 2F8EE0 TO 746FY0 03.5000 09/30/2035 OFFSHORE
ERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -2,000 AMGEN OFFSHORE ARRANGING FLIP
6,500 CENTERPOINT ENERGY INC *CSSU RATING 126,460 (S) CENTERPOINT ENERGY INC *CSSU RATING 3,026 (S) CHENIERE ENERGY INC *CSSU RATING 670 (S) CONSECO INC *CSSU RATING 24,000 (S) CONSECO INC *CSSU RATING 42.16000 12.02000 :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's
OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,840 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET 800 DUKE ENERGY HLDG CORP EFTA01594034 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 140,716.22 133,648.64 133,648.64 22,843.20 36,313.80 36,313.80 36,313.80 12,559.
98.06 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 04/07 MRKD/MARKET MARK TO MARKET 327,829.93 03 04/07 JOURNAL 3,000 CONSECO INC 76,830.00 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 04/07 JOURNAL -1,200 MASCO CORP 39,745.53 OFFSHORE ARRANGING FLIP TO 736FY0 FROM
ON PRICE DEBIT CREDIT 03 04/06 JOURNAL -700 CS% CORPORATION 42,716.04 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 04/06 JOURNAL -800 DUKE ENERGY HLDG CORP 23,525.51 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 04/07 MRKD/MARKET HARK TO MARKET 327,829.93 01 04/07 JOURNAL -100,000 CONSECO I
Entities connected to both CONSECO INC and DUKE ENERGY HLDG CORP
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONMASCO CORP
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONIndependent Third Party
ORGANIZATION
AMGEN
ORGANIZATIONthis Independent Research
ORGANIZATIONPPL CORP
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONSUPERVALU INC
ORGANIZATION
Nintendo
ORGANIZATIONCSX CORPORATION
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATIONEXBKR
ORGANIZATION
NEW YORK NY
LOCATIONChristopher Steele
PERSON