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IRE TO CITIBANK MARK TO MARKET MARK TO MARKET EFTA01593642 MARK TO MARKET MARK TO MARKET MARK TO MARKET MARK TO MARKET MARK TO MARKET 1,670 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,400 DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 38,880.31 37,018.42 3,859.
INSURANCE HOLDINGS INC EFTA01593658 19,700 (S) INTERNATIONAL GAME TECHNOLOGIES 1 INVITROGEN CORP 24,953 (S) MASCO CORP *CSFB RATING 113,480 (S) PPL CORP 43,820 (S) RPM INCORPORATED 21,140 (S) SUPERVALU INC 53,590 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold
LLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 09/30 MRKD/MARKET 03 09/30 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET -9,740 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 PRICE DEBIT CREDIT 179,941.42 787,446.08 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 7
66,560 (S) HCC INSURANCE HOLDINGS INC 35,800 (S) INTERNATIONAL GAME TECHNOLOGIES 1 INVITROGEN CORP 25,876 (S) MASCO CORP *CSFB RATING 113,480 (S) PPL CORP 43,820 (S) RPM INCORPORATED 21,140 (S) SUPERVALU INC 53,590 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM EFTA01593447 INDEPENDENT RATIN
9/27 MRKD/MARKET 01 09/28 MRKD/MARKET 03 09/28 MRKD/MARKET 01 09/29 MRKD/MARKET 03 09/29 MRKD/MARKET QUANTITY DESCRIPTION MARK TO MARKET 1,060 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,245 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE
1 01 01 01 01 01 01 01 01 01 01 01 LONG OR SHORT(S) 72,460 (S) HCC INSURANCE HOLDINGS INC 1,103 (S) MASCO CORP *CSSU RATING 116,105 (S) PPL CORP 57,090 (S) RPM INCORPORATED 2,300 (S) SUPERVALU INC 2,000,000 3,000,000 700,000 1,000,000 625,000 2,250,000 125,000 1,052,000 75,000 1,60
POINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE WIRE TO CITIBANK FUT MGN MARK TO MARKET 2,000 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,540 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP OFFSHORE ARRANG
IDER:Standard & Poor's 73,030 (S) HCC INSURANCE HOLDINGS INC 1,200 *CSSU RATING 17,673 (S) MASCO CORP *CSSU RATING 103,350 (S) PPL CORP 3,000 (S) PPL CORP 66,260 (S) RPM INCORPORATED 7,330 (S) SUPERVALU INC 35,776 (S) TJX COMPANIES INC NEW *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold
Entities connected to both AMGEN and S) PPL CORP
CENTERPOINT ENERGY INC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONCSX CORPORATION
ORGANIZATIONFIRST BOSTON LLC
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ORGANIZATIONStandard & Poor's
ORGANIZATIONMASCO CORP
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONCS Sec USA LLC
ORGANIZATION
NEW YORK NY
LOCATIONCHENIERE ENERGY INC
ORGANIZATIONZER CV
ORGANIZATIONUNISOURCE ENERGY CORP CVT
ORGANIZATIONPPL ENERGY SUPPLY LLC
ORGANIZATIONCELGENE CORP CVT
ORGANIZATION