Epstein Secrets

FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 9,740 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED -9

N CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,183 INVITROGEN CORP OFFSHORE ARRANGING FLIP EFTA01592759 TO 736FY0 FROM 746FY0 -2,600 CMS ENERGY CORP DONE AT EDGETRADE.COM INC. 15.86500 41,231.03 515,600.37 515,516.98 362,074.57 83.39 41,231.03 108.92900 225,634.75 225,634.75 83.39 5,766

N FINL GROUP INC 38.31000 660,847.50- 8,625.00- 1.305 •CSFB RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard & Poor's 03 9,955 (S) AMGEN 78.86000 7e5,051.30- •CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard & Poor's 03 22,400 (S) AMYLIN PHARMACEUTICALS I

C 35.15000 440,183.45- 6,511.96- 1.479 •CSFB RATING :NOT RATED INDEPENDENT RATING:2 STAR - Avoid PROVIDER:Standard fi PoOr'S 03 58,167 (S) CMS ENERGY CORP 14.51000 844,003.17- 03 11,164 (S) CSX CORPORATION 50.77000 566,796.28- 5,805.28- 1.024 •CSFB RATING :Neutral INDEPENDENT RATING:3 STAR - Ho

INC 89.30000 2,956,633.70- 13,243.60- .448 *CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 6,070 IS) AMGEN 75.62000 459,013.40- *CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard 6 Poor's 03 22,400 IS) AMYLIN PHARMACEUTICALS I

NC 34.69000 434,422.87- 6,511.96- 1.499 *CSFB RATING :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 58,167 (S) CMS ENERGY CORP 14.91000 867,269.97- 03 8,974 IS) CSX CORPORATION 45.81000 411,098.94- 4,666.48- 1.135 *CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR -

FROM 746FY0 -1,800 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP DONE AT EDGETRADE.COM INC. 3,540 SUPERVALU INC 2,000 AMGEN EFTA01593370 29.41860 DONE AT EDGETRADE.COM INC. 70.17210 DONE AT EDGETRADE.COM INC. 28.59470 51,480.36 104,161.31 140,353.69 51,480.36 1

700 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 CMS ENERGY CORP DONE AT EXBKR/CUTTONE & CO, INC. -800 DUKE ENERGY HLDG CORP CORRECTION DONE AT EDGETRADE.COM INC. 800 CMS ENERGY CORP -700 CSX CORPORATION DONE

LLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 09/30 MRKD/MARKET 03 09/30 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET -9,740 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 PRICE DEBIT CREDIT 179,941.42 787,446.08 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 7

ate PROVIDER:Standard & Poor's 20,400 (S) AMYLIN PHARMACEUTICALS INC 253 (S) BARNES GROUP INC 14,570 (S) CBRL GROUP INC *CSFB RATING 58,167 (S) CMS ENERGY CORP 8,820 (S) CSX CORPORATION *CSFB RATING 34.79000 35.86000 33.66000 :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 16.

9/27 MRKD/MARKET 01 09/28 MRKD/MARKET 03 09/28 MRKD/MARKET 01 09/29 MRKD/MARKET 03 09/29 MRKD/MARKET QUANTITY DESCRIPTION MARK TO MARKET 1,060 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,245 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE

EQUITIES 03 03 03 03 03 03 03 03 03 21,490 (S) AMERICAN FINL GROUP INC *CSSU RATING 10,174 (S) CBRL GROUP INC *CSSU RATING 59,867 (S) CMS ENERGY CORP 31,038 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 1

POINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE WIRE TO CITIBANK FUT MGN MARK TO MARKET 2,000 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,540 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP OFFSHORE ARRANG

DOLLAR *** PORTFOLIO TYPE 03 01 03 03 03 01 03 03 01 03 03 LONG OR SHORT(S) 17,152 (S) CBRL GROUP INC *CSSU RATING 800 56,867 (S) CMS ENERGY CORP 16,964 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 6

,490 (S) AMERICAN FINL GROUP INC 46.72000 1,004,012.80- *CSSU RATING :NEUTRAL INDEPENDENT RATING: PROVIDER:Standard & Poor's 03 1,060 (S) AMGEN 67.93000 72,005.80- *CSSU RATING • INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 6,432 (S) CBRL GROUP INC 37.84000

(S) CBRL GROUP INC 37.84000 243,386.88- 'CSSU RATING :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 03 59,867 (SI CMS ENERGY CORP 14.64000 876,452.88- 03 30,738 (SI CSX CORPORATION 30.22000 928,902.36- .CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER

890 (S1 AMERICAN FINL GROUP INC 41.40000 823,446.00- •CSSU RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard 6 Poor's 03 5,660 IS) AMGEN 75.48000 427,216.80- 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard 6 Poor's 03 25,400 4S) AMYLIN PHARMACEUTICALS I

IS) CBRL GROUP INC 44.43000 854,077.89- 'CSSU RATING :NOT RATED INDEPENDENT RATING:2 STAR - Avoid PROVIDER:Standard 6 Poor's 03 58,167 IS) CMS ENERGY CORP 14.08000 818,991.36- 03 13,314 (S1 CSX CORPORATION 55.38000 737,329.32- •CSSU RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:St

,390 (S) AMERICAN FINL GROU P INC 41.61000 040,427.90- "CSSU RATING :OUTPERFORM INDEPENDENT RATING PROVIDER:Standard 6 Poor's 03 4,660 151 AMGEN 72.75000 339,015.00- 'CSSU RATING • INDEPENDENT RATING :3 STAR - Hold PROVIDER:Standard Poor's 03 17,152 IS) CBRL GROUP INC 43.91000 753,

IS) CBRL GROUP INC 43.91000 753,144.32- 'CSSU RATING :NOT RATED INDEPENDENT RATING :3 STAR - Hold PROVIDER:Standard POOr'S 03 58,167 (S) CMS ENERGY CORP 12.95000 753,262.65- 03 15,154 (S) CSX CORPORATION 59.80000 906,209.20- 'CSSU RATING :NEUTRAL INDEPENDENT RATING :3 STAR - Hold PROVIDER:St