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/22 SOLD 03 09/22 BOUGHT QUANTITY DESCRIPTION 2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,060 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,245 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,245 MASCO CORP DONE AT EDGETRA
TO 736FY0 FROM 746FY0 1,245 MASCO CORP DONE AT EDGETRADE.COM INC. -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 1,060 AMGEN DONE AT EDGETRADE.COM INC. 69.82930 74,024.08 27.34550 74.43750 34,051.88 1,488,750.00 34,051.88 74,024.08 PRI
CREDIT 01 09/22 JOURNAL 2,000,000 AMGEN INC NT ZER CV 32 1,488,750.00 03/01/2032 OFFSHORE ARRANGING FLIP TO FROM 03 09/22 JOURNAL -1,060 AMGEN 74,024.08 OFFSHORE ARRANGING FLIP TO rip FROM 03 09/22 JOURNAL -1,245 MAS P 34,051.88 OFFSHORE ARRANGING FLIP TO rig FROM 03 09/22 BOUGHT
34,051.88 DONE AT EDGETRADE.COM INC. 01 09/22 SOLD -2,000,000 AMGEN INC NT ZER CV 32 74.43750 1,488,750.00 03/01/2032 DONE AT MERRILL LYNCH, FENNER AND SMITH, INC. PIERCE, 03 09/22 BOUGHT 1,060 AMGEN 69.82930 74,024.08 li!t CREDIT SUISSE DONE AT EDGETRADE.COM INC. CREDIT SUISSE SECURITI
FROM 746FY0 -1,800 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP DONE AT EDGETRADE.COM INC. 3,540 SUPERVALU INC 2,000 AMGEN EFTA01593370 29.41860 DONE AT EDGETRADE.COM INC. 70.17210 DONE AT EDGETRADE.COM INC. 28.59470 51,480.36 104,161.31 140,353.69 51,480.36 1
593372 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 24,504 TJX COMPANIES INC NEW DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 24.14400 592,849.78 36,313.80 726,217.79 823,272.00 36,313.80 592,849.78 11.63930 71,848.41 10,626.00 36,313.80 726,217.7
Entities connected to both AMGEN and FENNER
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATION
NEW YORK NY
LOCATIONSMITH, INC.
ORGANIZATIONMASCO CORP
ORGANIZATIONCSX CORPORATION
ORGANIZATIONChristopher Steele
PERSONSUPERVALU INC
ORGANIZATIONPPL CORP
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONEXBKR
ORGANIZATIONZER CV
ORGANIZATION