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01 07/19 JOURNAL 01 07/19 WIRED 03 07/19 JOURNAL 03 07/19 SOLD 01 07/20 JOURNAL 01 07/20 JOURNAL 03 07/20 JOURNAL QUANTITY DESCRIPTION 7,100 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -17,100 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 17,100 CENTERPOINT E
N 110 LONZA AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -110 LONZA AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 110 LONZA AG DONE AT CANTOR, FITZGERALD & CO. -110 LONZA AG DONE AT CANTOR, FITZGERALD & CO. -50,000 LONZA FINANCE LTD FRN 01.5000 07/15/2009 OFFSHORE ARRANGING FLIP TO
FSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -775,000 CONSECO INC CVT 144A 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -280 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 280 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS
01 08/01 SOLD QUANTITY DESCRIPTION 1,304 DEUTSCHE POSTBANK AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,304 DEUTSCHE POSTBANK AG DONE AT CANTOR, FITZGERALD & CO. 56.30000 73,305.08 PRICE DEBIT 73,305.08 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOS
RANGING FLIP TO 736FY0 FROM 746FY0 -500 AMERICAN FINL GROUP INC DONE AT EDGETRADE.COM INC. 700 RPM INCORPORATED DONE AT EDGETRADE.COM INC. -200 CSX CORPORATION EFTA01593394 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 56.62740 23,653.91 11,324.38 41.42770 18.05660 20,710.4
RNAL 03 03/16 BOUGHT QUANTITY DESCRIPTION -7,000 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 7,000 DEUTSCHE POST AG DONE AT CANTOR, FITZGERALD & CO. 21.08900 147,857.43 PRICE DEBIT CREDIT 147,857.43 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCL
Entities connected to both CSX CORPORATION and CANTOR
CENTERPOINT ENERGY INC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONMASCO CORP
ORGANIZATION
NEW YORK NY
LOCATIONFIRST BOSTON LLC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONSUPERVALU INC
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONChristopher Steele
PERSONEXBKR/CUTTONE & CO
ORGANIZATION
Julie K. Brown
PERSON
Deutsche Bank
ORGANIZATIONDEUTSCHE POST AG
ORGANIZATIONEXBKR/CSFB
ORGANIZATION