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FLIP TO 736FY0 FROM 746FY0 03 01/09 JOURNAL 5,500 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 03 01/09 SOLD -5,500 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM INC. 03 01/09 SOLD -5,000 RPM INCORPORATED DONE AT EDGETRADE.CCt4 INC. 01 01/10 JOURNAL S/D FINANCING FROM 2F8EE0 TO 746F
. 01 01/10 JOURNAL S/D FINANCING FROM 2F8EE0 TO 746FY0 01 01/10 JOURNAL S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 01 01/10 JOURNAL 680,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 03 01/10 JOURNAL -1,103 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 01/10 JOUR
MARKET 124,584.38 03 01/09 JOURNAL -5,000 RPM INCORPORATED 110,900.97 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 01/09 JOURNAL -5,500 CENTERPOINT ENERGY INC 94,074.17 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 01 01/10 MIRED/MARKET MARK TO MARKET 1,968.68 01 01/10 DELIVERED -380,000 UNISOURCE
ER 01 01/10 JOURNAL -680,000 UNISOURCE ENERGY CORP SR NT CV 4. 758,876.60 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 01 01/10 RECEIVED 380,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 CONVERSION RECEIVE 03 01/10 MIRED/MARKET MARK TO MARKET 1,968.68 03 01/10 JOURNAL 1,103 MASCO CORP 32,232.60 OFFSH
0 1,400 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 250 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,400 CENTERPOINT ENERGY INC -250 PPL CORP -450 CELGENE CORPORATION S/D FINANCING RETURN S/D FINANCING 3,500 CBRL GROUP INC EFTA01593333 OFFSHORE ARRANGING FLIP TO 736FY
JOURNAL 03 11/22 BOUGHT 01 11/22 SOLD 03 11/22 SOLD 03 11/22 SOLD 03 11/22 SOLD 03 11/22 SOLD 01 11/24 JOURNAL QUANTITY DESCRIPTION 120,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 2,000 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 900 CMS ENERGY CORP OFFSHO
Entities connected to both CENTERPOINT ENERGY INC and UNISOURCE ENERGY CORP SR NT
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONPPL CORP
ORGANIZATION
NEW YORK NY
LOCATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONCS Sec USA LLC
ORGANIZATION