Epstein Secrets

736FY0 FROM 746FY0 01 10/26 JOURNAL -5,994 ALLERGAN INC 524,796.65 OFFSHORE ARRANGING FLIP TO 736F20 FROM 746FY0 01 10/26 JOURNAL -10,000 CENTERPOINT ENERGY INC 129,200.00 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 03 10/26 MRKD/MARKET MARK TO MARKET 524,774.70 03 10/26 JOURNAL -5,994 ALLERGAN INC

MARK TO MARKET 4,247.49 01 10/27 WIRED FUNDS RECEIVED BY WIRE 29,704.00 03 10/27 MRKD/MARKET MARK TO MARKET 4,247.49 03 10/27 SOLD -2,000 AMYLIN PHARMACEUTICALS INC 36.00000 71,987.49 DONE AT EDGETRADE.COM INC. 01 10/28 JOURNAL S/D FINANCING RETURN 236,825.51 FROM 746FY0 TO 2F8EE0 01 10/28 JOURNAL S/0 F

PEUTICS INC CVT 110.87500 16,631.25 01 625,000 03.2500 08/16/2013 CELGENE CORP CVT 249.00000 1,556,250.00 01 2,000,000 01.7500 06/01/2008 CENTERPOINT ENERGY INC CVT SER B 121.60400 2,432,080.00 01 125,000 03.7500 05/15/2023 CHENIERE ENERGY INC CVT 144A 11/.37500 146,718.75 01 1,075,000 02.2500 08/0

HIO SR 45.70680 914,136.00 01 2,000,000 NT CV1. 01.4861 06/02/2033 AMGEN INC NT ZER CV 32 79.00000 1,580,000.00 01 1,000,000 03/01/2032 AMYLIN PHARMACEUTICALS INC SR 123.37500 1,233,750.00 01 17,000 NT CV 2 02.5000 04/15/2011 BARNES GROUP INC CVT 144A 102.87500 17,488.75 01 3,000,000 03.7500 08/01/

ard & Poor's 03 426 (S) CV THERAPEUTICS INC 24.73000 10,534.98- 03 25,500 (S) CELGENE CORPORATION 64.80000 1,652,400.00- 03 149,200 (S) CENTERPOINT ENERGY INC 12.85000 1,917,220.00- 35,808.00- 1.868 •CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 01 10,000 CENTERP

s 03 9,955 (S) AMGEN 78.86000 7e5,051.30- •CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard & Poor's 03 22,400 (S) AMYLIN PHARMACEUTICALS INC 39.92000 894,208.00- 03 253 (S) BARNES GROUP INC 33.00000 8,349.00- 222.64- 2.667 03 12,523 (S) CBRL GROUP INC 35.15000 440,183.45- 6,5

:Standard 6 Poor's 03 426 IS) CV THERAPEUTICS INC 25.06000 10,615.56- 03 25,500 IS) CELGENE CORPORATION 56.10000 1,430,550.00- 01 10,000 CENTERPOINT ENERGY INC 13.24000 132,400.00 2,400.00 1.813 *CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 149,200 IS) CENTE

s 03 6,070 IS) AMGEN 75.62000 459,013.40- *CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard 6 Poor's 03 22,400 IS) AMYLIN PHARMACEUTICALS INC 33.55000 751,520.00- 03 253 (S) BARNES GROUP INC 35.00000 8,855.00- 222.64- 2.514 03 12,523 IS) CBRL GROUP INC 34.69000 434,422.87- 6

23.22 487.50 2.881 03.2500 08/16/2013 01 625,000 CELGENE CORP CVT 220.00000 1,375,000.00 10,937.50 .795 01.7500 06/OL/2008 01 2,000,000 CENTERPOINT ENERGY INC CVT SER B 122.02123 2,440,424.60 75,000.00 3.073 03.7500 05/15/2023 01 125,000 CHENIERE ENERGY INC CVT 144A 120.90100 151,126.25 2,812.50

INC SR NT CV ZERO 22 101.25000 3,408,075.00 11/06/2022 01 2,000,000 AMGEN INC NT ZER CV 32 77.24305 1,544,861.00 03/OL/2032 01 1,000,000 AMYLIN PHARMACEUTICALS INC SR 113.25750 1,132,575.00 25,000.00 2.207 NT CV 2 02.5000 04/15/2011 01 17,000 BARNES GROUP INC CVT 144A 83.62000 14,215.40 637.50 4.48

0 CSX CORP BOND CVT 101.50000 1,015,000.00 10/30/2021 01 625,000 CELGENE CORP CVT 315.87500 1,974,218.75 01.7500 06/01/2008 01 2,000,000 CENTERPOINT ENERGY INC CVT SER B 117.25000 2,345,000.00 03.7500 05/15/2023 01 125,000 CHENIERE ENERGY INC CVT 144A 126.87500 158,593.75 02.2500 08/01/2012 01 1,0

HIO SR 99.21200 984,290.00 NT CVI. 01.4861 06/02/2033 01 2,000,000 AMGEN INC NT ZER CV 32 76.25000 1,525,000.00 03/01/2032 01 1,000,000 AMYLIN PHARMACEUTICALS INC SR 137.81800 1,378,180.00 NT CV 2 02.5000 04/15/2011 01 17,000 BARNES GROUP INC CVT 144A 106.50000 18,105.00 03.7500 08/01/2025 01 17,00

:NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 25,500 IS) CELGENE CORPORATION 38.00000 969,000.00- 03 124,200 IS) CENTERPOINT ENERGY INC 12.97000 1,610,874.00- •CSSU RATING :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 3,026 IS) CHENIERE ENERGY

s 03 5,660 IS) AMGEN 75.48000 427,216.80- 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard 6 Poor's 03 25,400 4S) AMYLIN PHARMACEUTICALS INC 43.38000 1,101,852.00- 03 19,223 IS) CBRL GROUP INC 44.43000 854,077.89- 'CSSU RATING :NOT RATED INDEPENDENT RATING:2 STAR - Avoid PROVIDE

46 INTERNATIONAL GAME TECHNOLOGIES CLOSE SHORT VS BOX 01 01/17 JOURNAL -3,010 DUKE ENERGY CORP CLOSE SHORT VS BOX 01 01/17 JOURNAL -10,000 CENTERPOINT ENERGY INC CLOSE SHORT VS BOX 03 01/17 MRKD/MARKET MARK TO MARKET 300,141.64 03 01/17 JOURNAL 2,646 INTERNATIONAL GAME TECHNOLOGIES CLOSE SHORT VS BOX

1/17 MRKD/MARKET MARK TO MARKET 300,141.64 03 01/17 JOURNAL 2,646 INTERNATIONAL GAME TECHNOLOGIES CLOSE SHORT VS BOX 03 01/17 JOURNAL -2,000 AMYLIN PHARMACEUTICALS INC 86,947.83 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 01/17 JOURNAL 3,010 DUKE ENERGY CORP CLOSE SHORT VS BOX 03 01/17 JOURNAL -650 AMER

ICS INC CVT 113.37500 17,006.25 487.50 2.867 03.2500 08/16/2013 CELGENE CORP CVT 296.25000 1,851,562.50 10,937.50 .591 01.7500 06/01/2008 CENTERPOINT ENERGY INC CVT SER B 116.99605 2,339,921.00 75,000.00 3.205 03.7500 05/15/2023 CHENIERE ENERGY INC CVT 144A 125.25000 156,562.50 2,812.50 1.796 02.25

GROUP INC OHIO SR 45.37500 907,500.00 29,720.00 3.275 NT CV1. 01.4861 06/02/2033 AMGEN INC NT ZER CV 32 75.91577 1,518,315.40 03/01/2032 AMYLIN PHARMACEUTICALS INC SR 135.79940 1,357,994.00 25,000.00 1.841 NT CV 2 02.5000 04/15/2011 BARNES GROUP INC CVT 144A 106.00000 18,020.00 637.50 3.538 03.7500

03 02/21 SOLD 01 02/22 JOURNAL 01 02/22 JOURNAL 01 02/22 JOURNAL 01 02/22 WIRED 01 02/22 JOURNAL 03 02/22 JOURNAL QUANTITY DESCRIPTION 15,000 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2

RRANGING FLIP TO 736FY0 FROM 746FY0 -900 VORNADO REALTY TR DONE AT EDGETRADE.COM INC. -4,000 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. -1,000 AMYLIN PHARMACEUTICALS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRID