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GING FLIP TO 736FY0 FROM 746FY0 2,350 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,350 PPL CORP DONE AT EDGETRADE.COM INC. -4,687 CENTERPOINT ENERGY INC DONE AT EXBKR/CUTTONE & CO, INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 -2,746 ALLERGAN INC OFFSHORE
OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -520 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP EFTA01593244 TO 736FY0 FROM 746FY0 -4,346 DUKE ENERGY HLDG CORP DONE AT EDGETRADE.COM INC. 27.79770 120,781.19 22,018.62 58,521.19 14,485.38 359,121.03 287,463.69 120,781.19 193,200.40 17,077.61 287,463.
,800 3,540 2,000 PRICE DEBIT CREDIT MARK TO MARKET DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,101.40 22,843.20 CENTERPOINT ENERGY INC 36,313.80 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 CENTERPOINT ENERGY INC 36,313.80 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 CENTER
GY INC 36,313.80 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 CENTERPOINT ENERGY INC 36,313.80 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 DUKE ENERGY HLDG CORP 28.54850 22,843.20 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN 147,997.67 FROM 746FY0 TO 2FSEE0 S/D FINANCING 147,997.67 FROM 2F8EE0 TO
CING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -250,000 CENTERPOINT ENERGY INC CVT SER B 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 14,030 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 250,000 CENTERPO
ERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -2,000 AMGEN OFFSHORE ARRANGING FLIP
46FY0 -1,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 WIRE POSTED IN ERROR AS OF 3/31 FR 74681 TO IIIII MARK TO MARKET 250,000 CENTERPOINT ENERGY INC CVT SER B 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 MARK TO MARKET -14,030 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0
OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,840 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET 800 DUKE ENERGY HLDG CORP EFTA01594034 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 140,716.22 133,648.64 133,648.64 22,843.20 36,313.80 36,313.80 36,313.80 12,559.
RGY CORP 10,418.32 OFFSHORE ARRANGING FLIP TO FROM 03 05/23 JOURNAL 81,141 DUKE ENERGY HLDG CORP CLOSE SHORT VS BOX 03 05/23 JOURNAL 6,500 CENTERPOINT ENERGY INC CLOSE SHORT VS BOX 01 05/24 MRKD/MARKET MARK TO MARKET 145,207.09 01 05/24 JOURNAL -4,346 DUKE ENERGY HLDG CORP 120,781.19 OFFSHORE ARRANGIN
0 OFFSHORE ARRANGING FLIP TO FROM 03 05/23 JOURNAL 800 CMS ENERGY CORP 10,418.32 OFFSHORE ARRANGING FLIP TO FROM 03 05/23 JOURNAL 81,141 DUKE ENERGY HLDG CORP CLOSE SHORT VS BOX 03 05/23 JOURNAL 6,500 CENTERPOINT ENERGY INC CLOSE SHORT VS BOX 01 05/24 MRKD/MARKET MARK TO MARKET 145,207.09 01 05/24 JO
JOURNAL WIRE POSTED IN ERROR 16,168.00 AS OF 3/31 FR 74681 TO 736FY 01 04/10 MRKD/MARKET MARK TO MARKET 80,841.65 01 04/10 JOURNAL 250,000 CENTERPOINT ENERGY INC CUT SER 286,926.79 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 03 04/10 NNW/MARKET MARK TO MARKET 80,841.65 03 04/10 JOURNAL -14,030 CENTERPOIN
ON PRICE DEBIT CREDIT 03 04/06 JOURNAL -700 CS% CORPORATION 42,716.04 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 04/06 JOURNAL -800 DUKE ENERGY HLDG CORP 23,525.51 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 04/07 MRKD/MARKET HARK TO MARKET 327,829.93 01 04/07 JOURNAL -100,000 CONSECO I
Entities connected to both CENTERPOINT ENERGY INC and DUKE ENERGY HLDG CORP
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONPPL CORP
ORGANIZATIONCSX CORPORATION
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONMASCO CORP
ORGANIZATION
NEW YORK NY
LOCATION
Nintendo
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONCS Sec USA LLC
ORGANIZATION
AMGEN
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONSUPERVALU INC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONChristopher Steele
PERSONEXBKR/CUTTONE & CO
ORGANIZATIONALLERGAN INC
ORGANIZATIONCONSECO INC
ORGANIZATION