Epstein Secrets

YLIN PHARMACEUTICALS INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -10,200 AMYLIN PHARMACEUTICALS INC DONE AT CIBC WORLD MARKETS CORP 1,600 MASCO CORP DONE AT EDGETRADE.COM INC. 500,000 AMYLIN PHARMACEUTICALS INC 02.5000 04/15/2011 CORRECTION DONE AT CIBC WORLD MARKETS CORP 01 09/02 JOURNAL 01

36FY0 FROM 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 9,740 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000,000 AMGEN INC NT Z

HORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -11,000 CENTERPOINT ENERGY INC -4,102 CENTERPOINT ENERGY INC S/D FINANCING RETURN S/D FINANCING 1,875 MASCO CORP EFTA01593192 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8

01 09/22 JOURNAL 03 09/22 JOURNAL 03 09/22 JOURNAL 03 09/22 BOUGHT 01 09/22 SOLD 03 09/22 BOUGHT QUANTITY DESCRIPTION 2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,060 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,245 MASCO CORP OFFS

INT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET MARK TO MARKET MARK TO MARKET MARK TO MARKET 3,277 MASCO CORP JNL SHORT A/C TO MARGIN A/C JNL FROM TYPE 3 TO TYPE 1 MARK TO MARKET -3,277 MASCO CORP JNL SHORT A/C TO MARGIN A/C JNL FROM TYPE 3 TO TYPE 1 4

00 2,250,000 125,000 1,052,000 75,000 1,600,000 9,965 (S) UNISOURCE ENERGY CORP HLDG CO AMERICAN FINL GROUP INC OHIO SR NT CV1. AMGEN INC NT ZER CV 32 CBRL GROUP INC EFTA01593835 01.4861 06/02/2033 03/01/2032 04/03/2032 LYON ZERO 32 CMS ENERGY CORP SR NT-B CV 23 CSX CORP BOND CVT CELGEN

IP TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE WIRE TO CITIBANK FUT MGN -5,152 MASCO CORP CLOSE SHORT VS BOX MARK TO MARKET 5,152 MASCO CORP CLOSE SHORT VS BOX MARK TO MARKET MARK TO MARKET MARK TO MARKET -4,000,000 SVU 0.0 11/02/31 11/02/2031 TENDER CREDIT 09/27/06 ON 4000000 SHAR

FY0 FROM 746FY0 EFTA01593920 MARK TO MARKET MARK TO MARKET MARK TO MARKET FUNDS PAID BY WIRE WIRE TO CITIBANK FUT MGN -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,488,750.00 121,404.15 11,243.00 68,429.83 35,460.62 5,778.00 35,460.62 42,53

03 03 01 03 03 01 03 03 03 03 03 03 LONG OR SHORT(S) 23,145 (S) EDO CORPORATION *CSSU RATING 58,950 (S) GENERAL MOTORS *CSSU RATING MASCO CORP 26.13000 :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 22.88000 :NEUTRAL INDEPENDENT RATING:2 STAR - Avoid PROVID

,600,000 4,000,000 3,000,000 ALLERGAN INC SR NT CV ZERO 22 11/06/2022 AMERICAN FINL GROUP INC OHIO SR 01.4861 06/02/2033 NT CV1. AMGEN INC NT ZER CV 32 CBRL GROUP INC CSX CORP BOND CVT CELGENE CORP CVT 01.7500 06/01/2008 CENTERPOINT ENERGY INC CVT SER B 03.7500 05/15/2023 EFTA01594051 CHE

EUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 03 72,460 (S) HCC INSURANCE HOLDINGS INC 32.49000 2,354,225.40- 01 3,277 MASCO CORP 27.41000 89,822.57 •CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 113,825 (S) PPL CORP 34.9700

.51000 343,892.15- 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 55.00000 1,100,000.00 01 2,000,000 NT CV1. 01.4861 06/02/2033 AMGEN INC NT ZER CV 32 74.12500 1,482,500.00 01 3,000,000 03/01/2032 CBRL GROUP INC LYON ZERO 32 47.50000 1,425,000.00 01 700,000 04/03/2032 CMS ENERGY CORP

TO 09/30/06 12 OF TRADING ACTIVITY FOR THE MONTH 17 TYPE DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT 01 09/18 JOURNAL 1,875 MASCO CORP 50,063.07 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/18 JOURNAL -1,875 MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736F10 FROM

ARKET MARK TO MARKET 33,668.31 01 09/22 WIRED FUNDS PAID BY WIRE 11,243.00 WIRE TO CITIBANK FUT MGN 01 09/22 JOURNAL -2,000,000 AMGEN INC NT ZER CV 32 1,488,750.00 li!k CREDIT SUISSE 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 CREDIT SUISSE SECURITIES ( USA) LLC ELEVEN MADISO

:2 STAR - Avoid PROVIDER:Standard 6 Poor's 03 72,460 IS) HCC INSURANCE HOLDINGS INC 30.69000 2,223,797.40- 28,984.00- 1.303 03 14,723 IS) MASCO CORP 31.02000 456,707.46- 12,956.24- 2.837 •CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 105,422 IS

01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 50.12500 1,002,500.00 29,720.00 2.965 NT CV1. 01.4861 06/02/2033 01 2,000,000 AMGEN INC NT ZER CV 32 73.75000 1,475,000.00 03/01/2032 01 3,000,000 CBRL GROUP INC LYON ZERO 32 47.00000 1,410,000.00 04/03/2032 01 700,000 CMS ENERGY CORP

INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 03 72,460 (S) HCC INSURANCE HOLDINGS INC 30.49000 2,209,305.40- 03 2,723 (S) MASCO CORP 26.73000 72,785.79- "CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 113,265 (S) PPL CORP 34.020

- Hold PROVIDER:Standard & Poor's AMERICAN FINL GROUP INC OHIO SR 49.27000 985,400.00 01 2,000,000 NT CV1. 01.4861 06/02/2033 AMGEN INC NT ZER CV 32 74.25000 1,485,000.00 01 3,000,000 03/01/2032 CBRL GROUP INC LYON ZERO 32 45.50000 1,365,000.00 01 700,000 04/03/2032 CMS ENERGY CORP