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ting with Patrick C at 4:30pm. b. File name: EEA Remaining Clients_SII_Evidence_Document Let me know if you have any questions. Regards, Sylvia Sylvia Escobar Vice President Deutsche Bark Securities Inc. Wealth Management-Americas 1 South Street, Baltimore. MD21202-3298 CONFIDENTIAL - PURSUANT TO FED.
From: Sylvia Escobar Sent: 4/11/2019 5:05:01 PM To: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) Attachments: Finding Owner Closure P
From: %ohm Escobar To: ESZCIUS:hfal Subject: FW: SII Closure (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Cl
re (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I ap
From: To: Sylvia Escobar Robert-B Chen Subject: Date: Attachments: FW: SII Closure [I] Thursday, April 11, 2019 11:55:35 AM image003.png Sylvia Escobar Vice Presiden
bar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street. Baltimore, MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylvia Escobar Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve c
Entities connected to both Sylvia Escobar and Karen Cohen
Sylvia
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONWealth Management-Americas
ORGANIZATION
Baltimore
LOCATION
Michael Cohen
PERSONKaren
PERSON
Jacksonville
LOCATIONJanice Franklin
PERSONSII Closure
ORGANIZATION