Epstein Secrets

DER NUMBER: NASA0380-01182057 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Corporate Security. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002822 SDNY_GM_00272020 EFTA01480617

AND COMPILED BY MORTGAGE ASSET RESEARCH INSTITUTE, INC. • • • PARTY: EPSTEIN, JEFFREY INCIDENT INFORMATION CASE. NUMBER: 02-03451 JURISDICTION: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. SOURCE: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. DATE: 8/ 6/2003 Other Incident Info: CASE NAME: RAYMOND, JAMES 4 ASSOCIATES, CLAIMANT, VS

DER NUMBER: NASA038G-01182857 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Corporate Security. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003270 SDNY_GM_00272468 EFTA01481019

TED AND COMPILED BY MORTGAGE ASSET RESEARCH INSTITUTE, INC. • • PARTY: EPSTEIN, JEFFREY INCIDENT INFORMATION CASE NUMBER: 02-03451 JURISDICTION: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. SOURCE: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. DATE: 8/ 6/2003 Other Incident Info: CASE NAME: RAYMOND, JAMES a ASSOCIATES, CLAIMANT, VS

t — YHS, LLC !WAGE i YIPAGE Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Corporate Security. E FILENAME U739106BU EFTA01482174 Confidential Due Diligence Report — YHS LLC UPAGE R23W Confidential - This report is not to be disseminated

EARCH INSTITUTE, INC. * * * PARTY: EPSTEIN, JEFFREY * * * * * * * * * INCIDENT INFORMATION * * * * * * * * * CASE NUMBER: 02-03451 JURISDICTION: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. SOURCE: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. DATE: 8/ 6/2003 Other Incident Info: CASE NAME: RAYMOND, JAMES & ASSOCIATES, CLAIMANT, VS