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- r Low r medium r High Check deposits / Check paid - r Low t" medium r High Wire Incoming & Outgoing - 6 Low C Medium r High Below $1MM Internal Transfers - r Low r Medium r High Other - r Low i^ Medium r High Please describe in detail expected account activity for this product : Operational
Investment Products (Custody,Brokerage,Agency,Margin) r Yes 6 No Fiduciary (Investment Mgmt. / Trust) r Yes 6 No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes 6 No Required Security Services Checks Security Search Type: Full Confidential Treatment Requested by JPMorgan Chase
r Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming & Outgoing - 6 Low r Medium r High Below $1MM Internal Transfers - r Low r Medium r High Other - r Low r Medium r High Please describe in detail expected account activity for this product : Transfers tot
Investment Products (Custody,Brokerage,Agency,Margin) r Yes 6 No Fiduciary (Investment Mgmt. / Trust) r Yes 6 No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes 6 No Required Security Services Checks Security Search Type: Full Confidential Treatment Requested by JPMorgan Chase
- r Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming & Outgoing - 6. Low r Medium r High Below $1MM Internal Transfers - r Low r Medium r High Other - r Low r medium r High Please describe in detail expected account activity for this product : Administrative
ity for this product : Buy and hold investments for his IRA account. Fiduciary (Investment Mgmt. / Trust) r Yes r• No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes 6 No Required Security Services Checks Security Search Type: Full Note for Security Services: Please list any specif
Check deposits / Check paid - 6 Low r Medium r High Below $100000 Wire Incoming & Outgoing - f. Low r Medium r High Below $1MM Internal Transfers 6 Low r Medium r High Below $1MM Other r Low r Medium r High Please describe in detail expected account activity for this product : Low mont
ty Investment Products (Custody,Brokerage,Agency,Margin) r Yes 6 No Fiduciary (Investment Mgmt. / Trust) r Yes 6 No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) C Yes 0 No Non-JPM Trustee(s)/Executor(s) Checks Background Check Date (Required If Check Carried Out) Comments (Required
Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming 8i Outgoing • a Low (Medium r High Below S1MM Internal Transfers - r Low r Medium r High Other - r Low (Medium r High Please describe in detail expected account activity for this product : Payment of r
. Investment Products (Custody,Brokerage,Agency,Margin) r Yes a No Fiduciary (Investment Mgmt. / Trust) r Yes a No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Full Note for Security Services: Please list any specif
s) - r Low C Medium r High Check deposits / Check paid - r Low r Medium c High Wire Incoming & Outgoing - 6 Low C Medium r High Below $1MM Internal Transfers - r Low C Medium r High Other - r Low r Medium r High Please describe in detail expected account activity for this product : Payment of real
. Investment Products (Custody,Brokerage,Agency,Margin) c Yes 6 No Fiduciary (Investment Mgmt. / Trust) r Yes 6 No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes f• No Required Security Services Checks Security Search Type: Full Note for Security Services: Please list any specif
Entities connected to both Internal Transfers and Line of Credit, Mortgage
Investment Mgmt
ORGANIZATIONDeposit/Current Accounts
ORGANIZATIONChecking, Savings, Money Market
ORGANIZATIONCustody,Brokerage,Agency
ORGANIZATIONDocumentation/ Information
ORGANIZATIONthe Entity/Client
ORGANIZATIONSecurity Services
ORGANIZATION