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; Douglas Robertson Eduardo Pieta • Foster.) McCoy Heather Kirby Hsiao-li Chou >; James Donofrio • Janice M Smith Joseph Cothron h Stafford Josie Alonso Leanna Rivera Malcolm urn • e< ; Mark R Westhoff Mauricio Pretelt ; Michael Mullin Michele-M Quattrocchi Nora Heaton Paul E Betts ; Roberto
Carolyn Magliaro nn I Pace Jake Block Marson Shoshan Mark LaRoe Michael Lantz Harper Carsten Wellemsen >; Christopher Quartararo >; Dan Gray Daphne Cales
n 6 6 Carlos Luna 14 14 Dessy Arteaga 1 1 Eduardo Pieta 1 1 Eva Pace 4 4 Gabriel Micheletti 19 19 Migo Momene Cardenal 2 2 2 6 Josie Alonso 1 3 2 6 Pascal Landrove 1 1 Reynaldo Figueredo 2 2 Roberto Mendoza 3 2 2 7 Sven-Otto Westphalen 4 4 Shahin Ahdieh 3 3 6 Carl v
berto Mendoza 3 2 2 7 Sven-Otto Westphalen 4 4 Shahin Ahdieh 3 3 6 Carl von Tippelskirch 1 1 German Team 9 9 Brenda Guerrier 1 1 Carolyn Magliaro 3 3 Dan Peterson 1 1 Daphne Cales 9 9 Joshua Frank 2 2 Kristina Vieira 4 4 Michael Lantz 2 2 Michelle Pecorino 2 2 Michelle Peco
ately licensed supervisors from a broker dealer perspective Confidential EFTA01394822 Miami Business Row Labels =I Miami 14 J - r Latam 51 Josie Alonso 7 Pascal Landrove 18 Reynaldo Figueredo 25 Sergio Stiglich 1 Americas USO 89 Carolyn Magliaro 25 Oti Roberts 34 Rachel Maglicic 15 Ro
iness Row Labels =I Miami 14 J - r Latam 51 Josie Alonso 7 Pascal Landrove 18 Reynaldo Figueredo 25 Sergio Stiglich 1 Americas USO 89 Carolyn Magliaro 25 Oti Roberts 34 Rachel Maglicic 15 Roberto Teofilo 15 Count of Account Id Miami High Low Moderate 140 61 36 43 Confidential e EFTA
Entities connected to both Josie Alonso and Carolyn Magliaro

Martha Stewart
PERSON
Stewart Oldfield
PERSONDaphne Cales
PERSONOti Roberts
PERSONTheresa Romano
PERSONRachel Maglicic
PERSONDan Peterson
PERSONRoberto Mendoza
PERSONSheffali Welch
PERSONPascal Landrove
PERSONEduardo Pieta
PERSONJanice M Smith
PERSONRoy Kasakove
PERSONMichael Lantz
PERSONMichelle Pecorino
PERSONLindsy Sanders
PERSONSusan Moffat
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Bernie Sanders
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