Epstein Secrets

- CRDS ID: 1007406812 [I] Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

From: Todd Stevens Sent: 11/9/2016 6:20:17 PM To: Stewart Oldfield Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I) Classification: For internal tree only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Koz

Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

ia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For Internal use only Dear Vahe, Please acknowledge within 24hrs and/or complete within 48hrs: In accordance with

- CRDS ID: 1007406812 [I] Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

Wednesday, November 09, 2016 5:04 PM To: kyc outreachteam Cc: Daniel Sabba ar ene Zong < Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Va

Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

From: Daniel Sabba Sent: 11/9/2016 6:21:22 PM To: Vahe Stepanian Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Did an attachment come with this? [I] Original Message From: Vahe Stepanian Sent: Wednesday, November 09, 2016 02:04 PM Pacific Standard Time

Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061273 CONFIDE

From: Stewart Oldfield Sent: 11/9/2016 9:03:00 PM To: Todd Stevens Subject: Re: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal Use Only Thanks. Let me know what they need my help with. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust

tion: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks, Vahe From: Michael Valencia On Behalf Of kyc outreachteam Sent: Monday, November 14, 2016 8:34 AM To: Vahe Stepanian Cc: Daniel Sabba; Darlene Zong Subject: RE: High Risk KY

n Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks,