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RS while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the poi
GLOUS143 Henry Nicholas to predict whether, or to what extent, any changes in the Code or interpretations thereof will occur. Prospective Limited Partners should note that
s while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obli
GLOUS143 Henry Nicholas Scotian 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV. LP Securities Law Matters Securities Ac
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
xpenses at any time, generally upon 12 business days' prior written notice. Confidential Private Placement Memorandum 37 EFTA01395494 GLDUS143 Henry Nicholas Section 6: Summary of Terms and Conditions Glendower Capital Secondary Opportunities Fund IV, LP Investment Period The Fund's investment period w
Entities connected to both Raymond James' and Henry Nicholas
Glendower
LOCATIONAccess Fund
ORGANIZATIONGlendower Capital
ORGANIZATION
Puerto Rico
LOCATION
Credit Suisse
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONiCapital
ORGANIZATION
United Kingdom
LOCATION
United States
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New York State
LOCATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION
Prince Charles
PERSON
European Union
ORGANIZATIONAdam Graev
PERSONiCapital Advisors
ORGANIZATION
Denmark
LOCATION
Finland
LOCATIONDeirdre Davies
PERSONthe SOF Program
ORGANIZATIONInstitutional Capital Network, Inc.
ORGANIZATION